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LK

Lumbard & Kellner Portfolio holdings

AUM $289M
1-Year Est. Return 59.5%
This Fund
S&P 500
This Quarter Est. Return
-1.03%
1 Year Est. Return
+59.5%
3 Year Est. Return
+104.56%
5 Year Est. Return
+138.29%
10 Year Est. Return
+362.85%
AUM
$141M
AUM Growth
+$1.2M
Cap. Flow
+$4M
Cap. Flow %
2.83%
Top 10 Hldgs %
41.31%
Holding
107
New
10
Increased
36
Reduced
9
Closed
9

Top Buys

Rank Stock Value
1
TSN icon
Tyson Foods
TSN
+$2.64M
2
DTV
DIRECTV COM STK (DE)
DTV
+$1.96M
3
WMT icon
Walmart Inc
WMT
+$1.24M
4
RSX
VanEck Russia ETF
RSX
+$1.16M
5
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$998K

Top Sells

Rank Stock Value
1
RTN
Raytheon Company
RTN
+$3.37M
2
MSFT icon
Microsoft
MSFT
+$3.04M
3
MDT icon
Medtronic
MDT
+$2.42M
4
HPQ icon
HP
HPQ
+$1.11M
5
FDX icon
FedEx
FDX
+$852K

Sector Composition

Rank Sector Weight
1 Technology 15.52%
2 Financials 14.94%
3 Industrials 8.33%
4 Healthcare 6.61%
5 Consumer Staples 6.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GM icon
26
General Motors
GM
$68.6B
$1.86M 1.32%
58,357
+125
+0.2% +$4.36K
SZO
27
DELISTED
DB Crude Oil Short Exchange Traded Notes due June 1, 2038
SZO
$1.85M 1.31%
47,300
+1,600
+4% +$59.6K
HA
28
DELISTED
Hawaiian Holdings, Inc.
HA
$1.63M 1.15%
120,825
+725
+0.6% +$10.5K
KF
29
Korea Fund
KF
$252M
$1.6M 1.13%
38,462
+1,445
+4% +$62.5K
XOM icon
30
ExxonMobil
XOM
$611B
$1.43M 1.01%
15,234
-1,000
-6% -$99.6K
VNM icon
31
VanEck Vietnam ETF
VNM
$522M
$1.25M 0.88%
57,035
+1,275
+2% +$28.1K
MDT icon
32
Medtronic
MDT
$106B
$1.2M 0.85%
19,365
-38,125
-66% -$2.42M
RSX
33
DELISTED
VanEck Russia ETF
RSX
$1.05M 0.74%
+46,800
New +$1.16M
IMGN
34
DELISTED
Immunogen Inc
IMGN
$1.02M 0.72%
96,700
+16,175
+20% +$183K
EPI icon
35
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$971K 0.69%
+44,315
New +$998K
MRK icon
36
Merck
MRK
$315B
$700K 0.5%
12,377
– –
GE icon
37
GE Aerospace
GE
$364B
$625K 0.44%
5,091
-140
-3% -$17.4K
GLIN icon
38
VanEck India Growth Leaders ETF
GLIN
$95.2M
$614K 0.43%
+13,910
New +$656K
AMAT icon
39
Applied Materials
AMAT
$421B
$526K 0.37%
24,350
– –
NI icon
40
NiSource
NI
$22B
$492K 0.35%
30,540
– –
CMCSA icon
41
Comcast
CMCSA
$85B
$442K 0.31%
16,442
– –
CVX icon
42
Chevron
CVX
$373B
$434K 0.31%
3,640
– –
RPM icon
43
RPM International
RPM
$13.4B
$398K 0.28%
8,700
– –
PM icon
44
Philip Morris
PM
$301B
$385K 0.27%
4,620
-690
-13% -$58.4K
MXE
45
Mexico Equity and Income Fund
MXE
$57.8M
$380K 0.27%
23,100
+1,775
+8% +$29.4K
KMB icon
46
Kimberly-Clark
KMB
$36B
$330K 0.23%
3,202
– –
APC
47
DELISTED
Anadarko Petroleum
APC
$306K 0.22%
3,016
– –
ORCL icon
48
Oracle
ORCL
$364B
$301K 0.21%
7,852
– –
PEP icon
49
PepsiCo
PEP
$187B
$298K 0.21%
3,200
– –
PG icon
50
Procter & Gamble
PG
$349B
$289K 0.2%
+3,455
New +$283K
1
2
3

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Lumbard & Kellner's Q3 2014 Portfolio in Review

As of Q3 2014, Lumbard & Kellner held 107 positions worth $141M, up 0.86% from $140M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Lumbard & Kellner's Q3 2014 filing shows 10 new, 36 increased, 9 reduced and 9 closed positions. Its largest new stake was Tyson Foods: 68,935 shares worth $2.71M. The largest sale was Raytheon Company, an estimated $3.37M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Financials and Industrials.

  • Lumbard & Kellner's largest Q3 2014 buy was Tyson Foods: 68,935 shares worth $2.71M.
  • Lumbard & Kellner added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $1.96M increase.
  • Lumbard & Kellner's biggest Q3 2014 reduction was Microsoft, cutting an estimated $3.04M.
  • Lumbard & Kellner fully exited Raytheon Company in Q3 2014, selling an estimated $3.37M.
  • Lumbard & Kellner's ten largest holdings make up 41% of its $141M portfolio in Q3 2014.
  • Lumbard & Kellner opened 10 new positions and closed 9 in Q3 2014.
  • Lumbard & Kellner's portfolio value rose 0.86% quarter-over-quarter to $141M.

Based on Lumbard & Kellner's 13F filing for Q3 2014, filed 14 Nov 2014.