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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RAVN
2426
DELISTED
Raven Industries Inc
RAVN
$172K ﹤0.01%
3,753
+104
+3% +$4.43K
ATI icon
2427
ATI
ATI
$31.1B
$171K ﹤0.01%
5,780
+1,956
+51% +$52.6K
BBVA icon
2428
Banco Bilbao Vizcaya Argentaria
BBVA
$158B
$171K ﹤0.01%
27,229
-1,475
-5% -$9.82K
DNL icon
2429
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$504M
$171K ﹤0.01%
5,992
+156
+3% +$4.51K
PUK icon
2430
Prudential
PUK
$34.7B
$171K ﹤0.01%
3,859
-8,504
-69% -$376K
RWM icon
2431
ProShares Short Russell2000
RWM
$98.9M
$171K ﹤0.01%
4,515
-2,608
-37% -$98.5K
XPH icon
2432
State Street SPDR S&P Pharmaceuticals ETF
XPH
$518M
$171K ﹤0.01%
3,511
+500
+17% +$23.7K
DOX icon
2433
Amdocs
DOX
$6.18B
$170K ﹤0.01%
2,567
-534
-17% -$35.3K
KBWB icon
2434
Invesco KBW Bank ETF
KBWB
$6.87B
$170K ﹤0.01%
3,142
-31,976
-91% -$1.79M
PAAS icon
2435
Pan American Silver
PAAS
$20B
$170K ﹤0.01%
11,569
+971
+9% +$15.5K
MGU
2436
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$170K ﹤0.01%
8,004
+994
+14% +$22.2K
ESV
2437
DELISTED
Ensco Rowan plc
ESV
$170K ﹤0.01%
5,005
-224
-4% -$6.41K
VXX
2438
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$170K ﹤0.01%
6,401
-1,457
-19% -$43.8K
LYG icon
2439
Lloyds Banking Group
LYG
$90.1B
$169K ﹤0.01%
55,744
-52,950
-49% -$170K
PZT icon
2440
Invesco New York AMT-Free Municipal Bond ETF
PZT
$139M
$169K ﹤0.01%
7,152
+258
+4% +$6.16K
UNG icon
2441
United States Natural Gas Fund
UNG
$487M
$169K ﹤0.01%
1,706
+28
+2% +$2.62K
WATT icon
2442
Energous
WATT
$85.6M
$169K ﹤0.01%
28
+5
+22% +$38.8K
JAZZ icon
2443
Jazz Pharmaceuticals
JAZZ
$15.9B
$168K ﹤0.01%
1,005
+426
+74% +$73.3K
RYAAY icon
2444
Ryanair
RYAAY
$30.5B
$168K ﹤0.01%
4,425
-2,335
-35% -$96.1K
SIGA icon
2445
SIGA Technologies
SIGA
$216M
$168K ﹤0.01%
24,297
+2,000
+9% +$14.7K
RWW
2446
DELISTED
Invesco S&P Financials Revenue ETF
RWW
$168K ﹤0.01%
2,483
-40
-2% -$2.71K
EDIV icon
2447
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$167K ﹤0.01%
5,447
-460
-8% -$14.1K
MAN icon
2448
ManpowerGroup
MAN
$2.71B
$167K ﹤0.01%
1,950
-2,142
-52% -$191K
NKX icon
2449
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$665M
$167K ﹤0.01%
13,035
-1,011
-7% -$13.6K
TDG icon
2450
TransDigm Group
TDG
$69.5B
$167K ﹤0.01%
448
-71
-14% -$25.6K
96 97
98
99 100

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.