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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.96%
2 Technology 5.22%
3 Consumer Staples 5.2%
4 Industrials 5.16%
5 Healthcare 4.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WES icon
2426
Western Midstream Partners
WES
$20.2B
$60K ﹤0.01%
1,666
-87
-5% -$3.47K
WSBC icon
2427
WesBanco
WSBC
$4.09B
$60K ﹤0.01%
2,002
– –
XXII
2428
22nd Century Group
XXII
$1.49M
– –
0
– –
EWGS
2429
DELISTED
iShares MSCI Germany Small-Cap ETF
EWGS
$60K ﹤0.01%
+1,460
New +$59.9K
CTF
2430
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$60K ﹤0.01%
+3,836
New +$60.5K
STR
2431
DELISTED
QUESTAR CORP
STR
$60K ﹤0.01%
3,103
-174
-5% -$3.41K
DYAX
2432
DELISTED
DYAX CORPORATION
DYAX
$60K ﹤0.01%
1,596
-307
-16% -$9.87K
KEY.PRG
2433
DELISTED
KeyCorp Pfd
KEY.PRG
$60K ﹤0.01%
450
– –
ATR icon
2434
AptarGroup
ATR
$8.4B
$59K ﹤0.01%
820
+18
+2% +$1.3K
BIO icon
2435
Bio-Rad Laboratories Class A
BIO
$9.53B
$59K ﹤0.01%
428
-1
-0.2% -$139
MRC
2436
DELISTED
MRC Global
MRC
$59K ﹤0.01%
4,572
+2,004
+78% +$26.4K
NQP
2437
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$59K ﹤0.01%
4,328
– –
SKT icon
2438
Tanger
SKT
$4.42B
$59K ﹤0.01%
1,811
+548
+43% +$18.6K
UPGD icon
2439
Invesco Bloomberg Analyst Rating Improvers ETF
UPGD
$122M
$59K ﹤0.01%
1,800
-585
-25% -$19.7K
FSD
2440
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$59K ﹤0.01%
4,206
-43
-1% -$615
CAA
2441
DELISTED
CalAtlantic Group, Inc.
CAA
$59K ﹤0.01%
1,551
+385
+33% +$15.4K
TLN
2442
DELISTED
Talen Energy Corporation
TLN
$59K ﹤0.01%
9,419
-1,796
-16% -$14.8K
CIZN
2443
DELISTED
Citizens Holding Co.
CIZN
$59K ﹤0.01%
2,500
+1,000
+67% +$21.4K
NYV
2444
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$59K ﹤0.01%
3,839
– –
BKN
2445
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$58K ﹤0.01%
3,769
-977
-21% -$14.7K
CFA icon
2446
VictoryShares US 500 Volatility Wtd ETF
CFA
$556M
$58K ﹤0.01%
1,614
+1,480
+1,104% +$53.5K
LRGF icon
2447
iShares US Equity Factor ETF
LRGF
$3.74B
$58K ﹤0.01%
+2,405
New +$58.1K
REMX icon
2448
VanEck Rare Earth/Strategic Metals ETF
REMX
$2.3B
$58K ﹤0.01%
1,434
– –
TCRT icon
2449
Alaunos Therapeutics
TCRT
$4.71M
$58K ﹤0.01%
46
+3
+7% +$4.96K
DNI
2450
DELISTED
Dividend and Income Fund
DNI
$58K ﹤0.01%
5,221
+2,342
+81% +$26.7K
96 97
98
99 100

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.