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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.6%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.43B
AUM Growth
+$186M
Cap. Flow
+$144M
Cap. Flow %
4.19%
Top 10 Hldgs %
17.6%
Holding
4,057
New
195
Increased
1,549
Reduced
1,151
Closed
172

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$69M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$37.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$34.4M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$21M
5
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$17.4M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$69.4M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$41M
3
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$23.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$23.6M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$17M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.44%
3 Industrials 3.98%
4 Healthcare 3.89%
5 Consumer Staples 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPY
2401
DELISTED
Morgan Stanley Cushing MLP High Income Index ETN
MLPY
$26K ﹤0.01%
1,453
– –
WBC
2402
DELISTED
WABCO HOLDINGS INC.
WBC
$26K ﹤0.01%
245
– –
GK
2403
DELISTED
G&K Services Inc
GK
$26K ﹤0.01%
427
-17
-4% -$1.04K
VASC
2404
DELISTED
Vascular Solutions Inc
VASC
$26K ﹤0.01%
1,000
– –
GGP
2405
DELISTED
GGP Inc.
GGP
$26K ﹤0.01%
1,197
-143
-11% -$3.03K
OUTR
2406
DELISTED
OUTERWALL INC
OUTR
$26K ﹤0.01%
365
-120
-25% -$8.18K
NPT
2407
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$26K ﹤0.01%
2,113
+20
+1% +$246
SUSQ
2408
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$26K ﹤0.01%
2,313
+1,059
+84% +$12K
WLBPZ
2409
DELISTED
WESTMORELD COAL DP(RP1/4 CVA
WLBPZ
$26K ﹤0.01%
500
– –
VVUS
2410
DELISTED
Vivus Inc
VVUS
$26K ﹤0.01%
440
-206
-32% -$14.7K
MDVN
2411
DELISTED
MEDIVATION, INC.
MDVN
$26K ﹤0.01%
808
+186
+30% +$6.86K
AEO icon
2412
American Eagle Outfitters
AEO
$2.72B
$25K ﹤0.01%
2,071
-42
-2% -$578
BTZ icon
2413
BlackRock Credit Allocation Income Trust
BTZ
$956M
$25K ﹤0.01%
1,859
+160
+9% +$2.12K
DAN icon
2414
Dana Inc
DAN
$3.2B
$25K ﹤0.01%
1,060
+543
+105% +$11.3K
ESS icon
2415
Essex Property Trust
ESS
$18.1B
$25K ﹤0.01%
146
+14
+11% +$2.26K
FXA icon
2416
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
$25K ﹤0.01%
272
-401
-60% -$36K
FXN icon
2417
First Trust Energy AlphaDEX Fund
FXN
$387M
$25K ﹤0.01%
952
– –
GIFI
2418
DELISTED
Gulf Island Fabrication
GIFI
$25K ﹤0.01%
1,175
– –
LAD icon
2419
Lithia Motors
LAD
$8.32B
$25K ﹤0.01%
376
-256
-41% -$16K
NMFC icon
2420
New Mountain Finance
NMFC
$728M
$25K ﹤0.01%
1,750
– –
OIS icon
2421
Oil States International
OIS
$536M
$25K ﹤0.01%
445
-120
-21% -$6.65K
PLOW icon
2422
Douglas Dynamics
PLOW
$981M
$25K ﹤0.01%
+1,450
New +$23.5K
RSG icon
2423
Republic Services
RSG
$65.6B
$25K ﹤0.01%
734
-598
-45% -$19.8K
SCI icon
2424
Service Corp International
SCI
$11.5B
$25K ﹤0.01%
1,278
-1,075
-46% -$19.7K
SF
2425
Stifel
SF
$12.8B
$25K ﹤0.01%
1,123
– –
95 96
97
98 99

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Ladenburg Thalmann Financial Services held 4,057 positions worth $3.43B, up 5.7% from $3.24B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $144M of net new capital in Q1 2014, opening 195 new positions and adding to 1,549 existing holdings. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $69.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2014 buy was iShares Core 1-5 Year USD Bond ETF: 49,974 shares worth $2.51M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $69M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $69.4M.
  • Ladenburg Thalmann Financial Services fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $4.11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.43B portfolio in Q1 2014.
  • Ladenburg Thalmann Financial Services opened 195 new positions and closed 172 in Q1 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.7% quarter-over-quarter to $3.43B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2014, filed 15 May 2014.