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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KBWP icon
2226
Invesco KBW Property & Casualty Insurance ETF
KBWP
$267M
$225K ﹤0.01%
3,526
-246
-7% -$15.4K
AMBA icon
2227
Ambarella
AMBA
$3.57B
$224K ﹤0.01%
5,817
+1,610
+38% +$62.4K
MBFI
2228
DELISTED
MB Financial Corp
MBFI
$224K ﹤0.01%
4,867
-1,770
-27% -$85K
VCLT icon
2229
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.73B
$223K ﹤0.01%
2,537
-436
-15% -$38.5K
HOMB icon
2230
Home BancShares
HOMB
$6.3B
$222K ﹤0.01%
10,114
+1,091
+12% +$25.4K
MUJ icon
2231
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$656M
$222K ﹤0.01%
17,631
– –
NULG icon
2232
Nuveen ESG Large-Cap Growth ETF
NULG
$2.8B
$222K ﹤0.01%
+5,948
New +$214K
WIP icon
2233
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$473M
$222K ﹤0.01%
4,227
-6,327
-60% -$337K
CDK
2234
DELISTED
CDK Global, Inc.
CDK
$222K ﹤0.01%
3,546
+643
+22% +$40.8K
RJF icon
2235
Raymond James Financial
RJF
$34.9B
$221K ﹤0.01%
3,575
-1,747
-33% -$108K
RVTY icon
2236
Revvity
RVTY
$13B
$221K ﹤0.01%
2,269
+83
+4% +$7.13K
BTO
2237
John Hancock Financial Opportunities Fund
BTO
$814M
$220K ﹤0.01%
5,947
-156
-3% -$5.96K
SYLD icon
2238
Cambria Shareholder Yield ETF
SYLD
$1.03B
$220K ﹤0.01%
5,567
-500
-8% -$19.8K
WTM icon
2239
White Mountains Insurance
WTM
$5.09B
$220K ﹤0.01%
235
-155
-40% -$144K
B
2240
DELISTED
Barnes Group Inc.
B
$220K ﹤0.01%
3,101
+290
+10% +$19.2K
TUP
2241
DELISTED
Tupperware Brands Corporation
TUP
$220K ﹤0.01%
6,575
-6,816
-51% -$244K
ADME icon
2242
Aptus Behavioral Momentum ETF
ADME
$308M
$219K ﹤0.01%
5,915
+1,310
+28% +$46.1K
BTT icon
2243
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$219K ﹤0.01%
10,589
+2,542
+32% +$54.1K
FSS icon
2244
Federal Signal
FSS
$7.72B
$219K ﹤0.01%
8,200
+200
+3% +$5.06K
IRDM icon
2245
Iridium Communications
IRDM
$5.28B
$219K ﹤0.01%
9,780
-10,272
-51% -$200K
SPYX icon
2246
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.88B
$219K ﹤0.01%
9,312
-5,565
-37% -$128K
ETFC
2247
DELISTED
E*Trade Financial Corporation
ETFC
$219K ﹤0.01%
4,157
-3,388
-45% -$199K
EPOL icon
2248
iShares MSCI Poland ETF
EPOL
$822M
$218K ﹤0.01%
9,125
-1,470
-14% -$34.5K
HEZU icon
2249
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$589M
$218K ﹤0.01%
7,327
-16,687
-69% -$498K
NAVI icon
2250
Navient
NAVI
$847M
$218K ﹤0.01%
16,249
-10,959
-40% -$148K
88 89
90
91 92

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.