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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
(+11%)
Cap. Flow
+$501M
Cap. Flow
% of AUM
4.19%
Top 10 Holdings %
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$86.6M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$67.7M |
| 3 |
iShares 0-1 Year Treasury Bond ETF
SHV
|
+$34M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$33.5M |
| 5 |
iShares Russell 2000 ETF
IWM
|
+$30.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$58.2M |
| 2 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$41.2M |
| 3 |
iShares MSCI EAFE Small-Cap ETF
SCZ
|
+$37.9M |
| 4 |
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
|
+$30.3M |
| 5 |
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.23% |
| 2 | Financials | 5.91% |
| 3 | Industrials | 4.42% |
| 4 | Healthcare | 3.97% |
| 5 | Consumer Discretionary | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2026
ProShares Ultra Consumer Staples
UGE
$10.3M
| $287K | ﹤0.01% |
26,712
-30,668
| -53% | -$334K |
|
|
OHAI
2027
DELISTED
OHA Investment Corporation
OHAI
| $286K | ﹤0.01% |
187,671
+2,867
| +2% | +$4.36K |
|
2028
BorgWarner
BWA
$13.9B
| $285K | ﹤0.01% |
7,551
-6,785
| -47% | -$267K |
|
2029
Tetra Tech
TTEK
$9.33B
| $285K | ﹤0.01% |
20,840
+2,445
| +13% | +$32.4K |
|
2030
Alliance Resource Partners
ARLP
$3.25B
| $283K | ﹤0.01% |
13,845
+3,176
| +30% | +$62.2K |
|
2031
California Water Service
CWT
$3.1B
| $283K | ﹤0.01% |
6,631
-201
| -3% | -$8.26K |
|
2032
Federal Realty Investment Trust
FRT
$10.4B
| $283K | ﹤0.01% |
2,253
+636
| +39% | +$80.8K |
|
|
HIO
2033
Western Asset High Income Opportunity Fund
HIO
$339M
| $282K | ﹤0.01% |
59,153
+3,500
| +6% | +$16.8K |
|
2034
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$194M
| $282K | ﹤0.01% |
4,124
+3,778
| +1,092% | +$255K |
|
2035
QuidelOrtho
QDEL
$1.01B
| $282K | ﹤0.01% |
4,332
+3,417
| +373% | +$239K |
|
2036
Cboe Global Markets
CBOE
$30.8B
| $281K | ﹤0.01% |
2,920
-2,509
| -46% | -$253K |
|
|
DMF
2037
DELISTED
BNY Mellon Municipal Income
DMF
| $281K | ﹤0.01% |
35,814
+11,364
| +46% | +$91.4K |
|
|
KREF
2038
KKR Real Estate Finance Trust
KREF
$503M
| $281K | ﹤0.01% |
+13,930
| New | +$286K |
|
2039
Repligen
RGEN
$9.39B
| $280K | ﹤0.01% |
5,045
-305
| -6% | -$15.7K |
|
2040
UBS Group
UBS
$176B
| $280K | ﹤0.01% |
17,808
-5,632
| -24% | -$88.5K |
|
2041
Acadia Pharmaceuticals
ACAD
$4.86B
| $279K | ﹤0.01% |
13,380
+6,658
| +99% | +$105K |
|
2042
ENI
E
$79.2B
| $279K | ﹤0.01% |
7,371
-2,585
| -26% | -$97.4K |
|
2043
HEICO Corp
HEI
$52.1B
| $279K | ﹤0.01% |
3,017
+1,302
| +76% | +$107K |
|
|
MFM
2044
Aberdeen Municipal Income Fund
MFM
$225M
| $279K | ﹤0.01% |
42,890
-11,749
| -22% | -$78.7K |
|
2045
State Street DoubleLine Short Duration Total Return Tactical ETF
STOT
$507M
| $279K | ﹤0.01% |
5,713
-1,000
| -15% | -$48.8K |
|
|
NBD
2046
DELISTED
Nuveen Build Am Bond Opp Fd
NBD
| $278K | ﹤0.01% |
12,726
-345
| -3% | -$7.61K |
|
2047
iShares Global Financials ETF
IXG
$703M
| $277K | ﹤0.01% |
4,216
-1,455
| -26% | -$96.2K |
|
|
OPLN
2048
Openlane
OPLN
$4.38B
| $277K | ﹤0.01% |
12,264
-1,525
| -11% | -$35.2K |
|
|
MDR
2049
DELISTED
McDermott International
MDR
| $277K | ﹤0.01% |
15,150
-5,777
| -28% | -$108K |
|
|
GNC
2050
DELISTED
GNC Holdings, Inc.
GNC
| $276K | ﹤0.01% |
66,632
+9,100
| +16% | +$30.1K |
|
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review
As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.
On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.
- Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
- Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
- Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
- Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
- Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
- Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.