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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 7%
2 Financials 5.42%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCAL icon
1926
First Trust California Municipal High income ETF
FCAL
$220M
$404K ﹤0.01%
7,580
+380
+5% +$20.2K
UCTT
1927
Ultra Clean Holdings
UCTT
$3.92B
$404K ﹤0.01%
27,606
-4,893
-15% -$67.9K
BHC icon
1928
Bausch Health
BHC
$2.42B
$403K ﹤0.01%
18,418
+4,100
+29% +$93.8K
EPP icon
1929
iShares MSCI Pacific ex Japan ETF
EPP
$2.24B
$403K ﹤0.01%
9,013
+1,847
+26% +$84.2K
FMC icon
1930
FMC
FMC
$1.28B
$403K ﹤0.01%
4,599
-254
-5% -$21.8K
CC icon
1931
Chemours
CC
$2.37B
$402K ﹤0.01%
26,964
+1,963
+8% +$31.9K
KPTI icon
1932
Karyopharm Therapeutics
KPTI
$45.3M
$402K ﹤0.01%
2,786
– –
IVOV icon
1933
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.38B
$401K ﹤0.01%
6,500
+990
+18% +$59.8K
EXD
1934
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$401K ﹤0.01%
42,120
+12,386
+42% +$118K
PBJ icon
1935
Invesco Food & Beverage ETF
PBJ
$109M
$400K ﹤0.01%
11,370
+1,180
+12% +$41K
RGEN icon
1936
Repligen
RGEN
$9.39B
$400K ﹤0.01%
5,226
-1,401
-21% -$123K
BBWI icon
1937
Bath & Body Works
BBWI
$3.88B
$399K ﹤0.01%
25,217
-745
-3% -$13.1K
EAGG icon
1938
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.98B
$399K ﹤0.01%
7,361
+5,646
+329% +$304K
DDWM icon
1939
WisdomTree Dynamic International Equity Fund
DDWM
$1.51B
$397K ﹤0.01%
13,814
+4,811
+53% +$137K
BCV
1940
Bancroft Fund
BCV
$143M
$396K ﹤0.01%
16,780
-2,833
-14% -$66.9K
GDXJ icon
1941
VanEck Junior Gold Miners ETF
GDXJ
$8.5B
$396K ﹤0.01%
10,923
+1,781
+19% +$69.1K
GLDM icon
1942
SPDR Gold MiniShares Trust
GLDM
$30B
$396K ﹤0.01%
13,458
+10,576
+367% +$311K
SIL icon
1943
Global X Silver Miners ETF NEW
SIL
$4.81B
$396K ﹤0.01%
14,085
+660
+5% +$19K
UBSI icon
1944
United Bankshares
UBSI
$6.7B
$396K ﹤0.01%
10,453
-7,747
-43% -$287K
WYNN icon
1945
Wynn Resorts
WYNN
$10.6B
$396K ﹤0.01%
3,638
+1,292
+55% +$154K
IBMI
1946
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$396K ﹤0.01%
15,485
-3,557
-19% -$90.9K
EDF
1947
Virtus Stone Harbor Emerging Markets Income Fund
EDF
$168M
$395K ﹤0.01%
30,133
+5,008
+20% +$68.1K
POCT icon
1948
Innovator US Equity Power Buffer ETF October
POCT
$975M
$395K ﹤0.01%
15,859
+9,810
+162% +$246K
MTCH icon
1949
Match Group
MTCH
$8.69B
$394K ﹤0.01%
5,520
+2,770
+101% +$216K
AEO icon
1950
American Eagle Outfitters
AEO
$2.72B
$393K ﹤0.01%
24,271
+6,854
+39% +$114K
76 77
78
79 80

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.