Ladenburg Thalmann Financial Services’s Innovator US Equity Power Buffer ETF October POCT Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio POCT Stock Details POCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$563K	Buy	22,339 +6,480	+41%	+$162K	﹤0.01%	1715
2019 Q3	$395K	Buy	15,859 +9,810	+162%	+$246K	﹤0.01%	1948
2019 Q2	$151K	Buy	+6,049	New	+$150K	﹤0.01%	2671

Other funds holding POCT

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

BMM

Berkshire Money Management Dalton, Massachusetts $1.09B AUM 20.64% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Parkside Investments Deerfield, Illinois $902M AUM 32.45% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

VBFP

Valtinson Bruner Financial Planning New Brighton, Minnesota $364M AUM 9.63% 1-Year Est. Return

Ladenburg Thalmann Financial Services's POCT Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Innovator US Equity Power Buffer ETF October (POCT) stake by 41% in Q4 2019, buying an estimated $162K and bringing the position to 22,339 shares worth $563K. The position accounts for ﹤0.01% of the portfolio, ranked #1715.

Ladenburg Thalmann Financial Services first reported a position in POCT in Q2 2019 and has held it in 3 quarters since. 52 funds tracked by Wall St. Rank hold POCT as of Q4 2019.

Ladenburg Thalmann Financial Services held 22,339 shares of Innovator US Equity Power Buffer ETF October worth $563K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 6,480 Innovator US Equity Power Buffer ETF October shares in Q4 2019, an estimated $162K.
Innovator US Equity Power Buffer ETF October made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1715 holding.
Ladenburg Thalmann Financial Services first reported a position in Innovator US Equity Power Buffer ETF October in Q2 2019 and has held it in 3 quarters since.
52 funds tracked by Wall St. Rank held Innovator US Equity Power Buffer ETF October as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.