We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EHI
1851
Western Asset Global High Income Fund
EHI
$177M
$362K ﹤0.01%
39,723
-14,792
-27% -$136K
KMI.PRA
1852
DELISTED
Kinder Morgan, Inc.
KMI.PRA
$361K ﹤0.01%
10,899
+2,323
+27% +$78.4K
ILF icon
1853
iShares Latin America 40 ETF
ILF
$3.69B
$360K ﹤0.01%
11,444
+1,246
+12% +$38.6K
KNX icon
1854
Knight Transportation
KNX
$11.9B
$360K ﹤0.01%
10,453
+6,276
+150% +$220K
JLL icon
1855
Jones Lang LaSalle
JLL
$17B
$358K ﹤0.01%
2,494
-155
-6% -$24.4K
KINS icon
1856
Kingstone Companies
KINS
$284M
$358K ﹤0.01%
18,832
+2,470
+15% +$43.1K
TLRY icon
1857
Tilray
TLRY
$640M
$358K ﹤0.01%
+246
New +$158K
ELD icon
1858
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$357K ﹤0.01%
10,866
+1,649
+18% +$55.3K
JXI icon
1859
iShares Global Utilities ETF
JXI
$308M
$357K ﹤0.01%
7,234
-3,748
-34% -$186K
LEGR icon
1860
First Trust Indxx Innovative Transaction & Process ETF
LEGR
$134M
$357K ﹤0.01%
11,773
+2,187
+23% +$65.2K
PBF icon
1861
PBF Energy
PBF
$8.81B
$357K ﹤0.01%
7,095
+790
+13% +$37.5K
BCPC
1862
Balchem Corp
BCPC
$5.65B
$357K ﹤0.01%
3,182
-843
-21% -$88.6K
FCRD
1863
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$357K ﹤0.01%
44,225
+4,625
+12% +$38.2K
SHPG
1864
DELISTED
Shire pic
SHPG
$357K ﹤0.01%
1,971
-579
-23% -$100K
PBJ icon
1865
Invesco Food & Beverage ETF
PBJ
$109M
$356K ﹤0.01%
10,945
+355
+3% +$11.8K
GMZ
1866
DELISTED
Goldman Sachs MLP Income Opportunities Fund
GMZ
$356K ﹤0.01%
5,516
+837
+18% +$55.3K
CXW icon
1867
CoreCivic
CXW
$3.32B
$355K ﹤0.01%
14,664
-2,120
-13% -$53K
LPSN icon
1868
LivePerson
LPSN
$35.9M
$355K ﹤0.01%
+912
New +$336K
BOH icon
1869
Bank of Hawaii
BOH
$3.13B
$354K ﹤0.01%
4,485
-123
-3% -$10.2K
FYC icon
1870
First Trust Small Cap Growth AlphaDEX Fund
FYC
$1.41B
$354K ﹤0.01%
6,769
+4,505
+199% +$230K
MTUS icon
1871
Metallus
MTUS
$900M
$354K ﹤0.01%
23,792
-1,154
-5% -$17.3K
HDB icon
1872
HDFC Bank
HDB
$119B
$353K ﹤0.01%
14,972
-2,548
-15% -$65K
RORE
1873
DELISTED
Hartford Multifactor REIT ETF
RORE
$353K ﹤0.01%
23,139
-16,751
-42% -$262K
AZPN
1874
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$353K ﹤0.01%
3,103
-123
-4% -$14K
SGMO
1875
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$352K ﹤0.01%
20,762
+3,650
+21% +$55.5K
73 74
75
76 77

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.