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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.23%
2 Financials 5.91%
3 Industrials 4.42%
4 Healthcare 3.97%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USIG icon
1826
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.4B
$376K ﹤0.01%
7,027
+921
+15% +$49.5K
WIW
1827
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$512M
$376K ﹤0.01%
34,758
-5,849
-14% -$64.4K
MVT
1828
DELISTED
BlackRock MuniVest Fund II
MVT
$375K ﹤0.01%
28,188
-615
-2% -$8.54K
HTLF
1829
DELISTED
Heartland Financial USA, Inc.
HTLF
$375K ﹤0.01%
6,452
+354
+6% +$21K
CRT
1830
Cross Timbers Royalty Trust
CRT
$60.6M
$373K ﹤0.01%
25,209
-369
-1% -$5.5K
AES icon
1831
AES
AES
$10.5B
$372K ﹤0.01%
26,687
-4,523
-14% -$60.9K
HPF
1832
John Hancock Preferred Income Fund II
HPF
$345M
$372K ﹤0.01%
17,579
+2,947
+20% +$63.1K
LBTYK icon
1833
Liberty Global Class C
LBTYK
$3.46B
$372K ﹤0.01%
13,181
-1,456
-10% -$39.3K
EVG
1834
Eaton Vance Short Duration Diversified Income Fund
EVG
$144M
$371K ﹤0.01%
28,690
-21,076
-42% -$273K
EVRI
1835
DELISTED
Everi Holdings
EVRI
$370K ﹤0.01%
40,300
+5,500
+16% +$45.1K
USA icon
1836
Liberty All-Star Equity Fund
USA
$1.87B
$370K ﹤0.01%
54,313
-591
-1% -$3.93K
IDA icon
1837
Idacorp
IDA
$8.21B
$368K ﹤0.01%
3,719
-290
-7% -$27.9K
LGIH icon
1838
LGI Homes
LGIH
$1.32B
$368K ﹤0.01%
7,765
+5,568
+253% +$306K
NXN
1839
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$368K ﹤0.01%
28,865
+3,193
+12% +$41K
EMF
1840
Templeton Emerging Markets Fund
EMF
$332M
$367K ﹤0.01%
25,019
+678
+3% +$9.87K
RXL icon
1841
ProShares Ultra Health Care
RXL
$90.8M
$367K ﹤0.01%
12,652
-1,932
-13% -$50.8K
SNR
1842
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$367K ﹤0.01%
62,219
+69
+0.1% +$457
KRG icon
1843
Kite Realty
KRG
$5.27B
$366K ﹤0.01%
22,016
-18,107
-45% -$306K
BSD
1844
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$366K ﹤0.01%
29,888
+7,630
+34% +$95.8K
WCG
1845
DELISTED
Wellcare Health Plans, Inc.
WCG
$366K ﹤0.01%
1,138
+577
+103% +$164K
IAK icon
1846
iShares US Insurance ETF
IAK
$538M
$365K ﹤0.01%
5,500
-140
-2% -$9.13K
GCI
1847
DELISTED
Gannett Co., Inc
GCI
$365K ﹤0.01%
36,502
+2,578
+8% +$26.4K
DEX
1848
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$364K ﹤0.01%
32,500
+1,627
+5% +$18.3K
BST icon
1849
BlackRock Science and Technology Trust
BST
$1.73B
$363K ﹤0.01%
10,340
+8,350
+420% +$285K
NXDT
1850
NexPoint Diversified Real Estate Trust
NXDT
$250M
$363K ﹤0.01%
16,192
+6,116
+61% +$138K
72 73
74
75 76

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.3% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.