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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STK
1801
Columbia Seligman Premium Technology Growth Fund
STK
$940M
$390K ﹤0.01%
18,241
+6,059
+50% +$131K
GLOF icon
1802
iShares Global Equity Factor ETF
GLOF
$225M
$389K ﹤0.01%
12,685
+8,161
+180% +$249K
MSEX icon
1803
Middlesex Water
MSEX
$1.1B
$389K ﹤0.01%
8,068
-1,058
-12% -$48.3K
WLK icon
1804
Westlake Corp
WLK
$10.2B
$389K ﹤0.01%
4,679
-605
-11% -$59.2K
SNLN
1805
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
$389K ﹤0.01%
21,316
-6,649
-24% -$121K
BYD icon
1806
Boyd Gaming
BYD
$6.03B
$387K ﹤0.01%
11,433
+2,089
+22% +$74.6K
TRTX
1807
TPG RE Finance Trust
TRTX
$610M
$387K ﹤0.01%
+19,350
New +$394K
USFR
1808
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$387K ﹤0.01%
+15,431
New +$387K
ETSY icon
1809
Etsy
ETSY
$7.31B
$385K ﹤0.01%
7,544
+6,600
+699% +$304K
ANDX
1810
DELISTED
Andeavor Logistics LP
ANDX
$384K ﹤0.01%
7,783
+2,290
+42% +$107K
CGW icon
1811
Invesco S&P Global Water Index ETF
CGW
$1.06B
$382K ﹤0.01%
10,951
-3,112
-22% -$108K
HES
1812
DELISTED
Hess
HES
$381K ﹤0.01%
5,236
-661
-11% -$43.6K
BJ icon
1813
BJs Wholesale Club
BJ
$11.8B
$380K ﹤0.01%
+14,196
New +$380K
CRSP icon
1814
CRISPR Therapeutics
CRSP
$5.22B
$380K ﹤0.01%
8,551
+4,497
+111% +$236K
GSBD icon
1815
Goldman Sachs BDC
GSBD
$1.08B
$380K ﹤0.01%
17,143
+4,803
+39% +$105K
IOO icon
1816
iShares Global 100 ETF
IOO
$9.46B
$380K ﹤0.01%
7,790
+3,737
+92% +$179K
MTD icon
1817
Mettler-Toledo International
MTD
$28.8B
$380K ﹤0.01%
623
-98
-14% -$57.7K
NUBD icon
1818
Nuveen ESG US Aggregate Bond ETF
NUBD
$466M
$380K ﹤0.01%
+15,783
New +$382K
TY icon
1819
TRI-Continental Corp
TY
$1.91B
$380K ﹤0.01%
13,604
+4,927
+57% +$135K
LPX icon
1820
Louisiana-Pacific
LPX
$5.15B
$379K ﹤0.01%
14,325
-105
-0.7% -$2.99K
FXZ icon
1821
First Trust Materials AlphaDEX Fund
FXZ
$385M
$378K ﹤0.01%
9,143
-9,550
-51% -$404K
FEI
1822
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$378K ﹤0.01%
30,245
+17,319
+134% +$224K
IFLN
1823
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$307M
$377K ﹤0.01%
20,421
-34,083
-63% -$630K
PHM icon
1824
Pultegroup
PHM
$24.6B
$377K ﹤0.01%
15,308
-1,697
-10% -$48.1K
MIE
1825
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$377K ﹤0.01%
36,122
-6,232
-15% -$65.7K
71 72
73
74 75

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.