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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTRA
1776
DELISTED
Coterra Energy
CTRA
$242K ﹤0.01%
10,220
-17,013
-62% -$386K
HMC icon
1777
Honda
HMC
$40.6B
$242K ﹤0.01%
7,997
+278
+4% +$8.57K
HQY icon
1778
HealthEquity
HQY
$8.83B
$242K ﹤0.01%
5,718
-2,481
-30% -$110K
PHD
1779
DELISTED
Pioneer Floating Rate Fund
PHD
$242K ﹤0.01%
19,802
+6
+0% +$73
TECD
1780
DELISTED
Tech Data Corp
TECD
$242K ﹤0.01%
2,579
+2,449
+1,884% +$217K
FFTY icon
1781
CapForce IBD 50 ETF
FFTY
$80.1M
$241K ﹤0.01%
9,405
+372
+4% +$9.29K
ARII
1782
DELISTED
American Railcar Industries, Inc.
ARII
$241K ﹤0.01%
5,851
+25
+0.4% +$1.1K
JHI
1783
John Hancock Investors Trust
JHI
$118M
$240K ﹤0.01%
14,084
-472
-3% -$8.04K
RHI icon
1784
Robert Half
RHI
$4.27B
$240K ﹤0.01%
4,934
-206
-4% -$9.95K
GARS
1785
DELISTED
Garrison Capital Inc.
GARS
$240K ﹤0.01%
24,565
+55
+0.2% +$533
CMO
1786
DELISTED
Capstead Mortgage Corp.
CMO
$240K ﹤0.01%
22,779
-33,410
-59% -$353K
BMRN icon
1787
BioMarin Pharmaceuticals
BMRN
$13.7B
$239K ﹤0.01%
2,726
+139
+5% +$12.4K
IRDM icon
1788
Iridium Communications
IRDM
$5.25B
$239K ﹤0.01%
24,757
+1,525
+7% +$14.6K
PCH
1789
DELISTED
PotlatchDeltic
PCH
$239K ﹤0.01%
5,224
-491
-9% -$21.2K
PFI icon
1790
Invesco Dorsey Wright Financial Momentum ETF
PFI
$59.8M
$239K ﹤0.01%
7,736
+1,408
+22% +$43.9K
ATHX
1791
DELISTED
Athersys, Inc. Common Stock
ATHX
$239K ﹤0.01%
5,576
+20
+0.4% +$639
VTA
1792
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$238K ﹤0.01%
19,434
-6,379
-25% -$79K
FIS icon
1793
Fidelity National Information Services
FIS
$21.5B
$237K ﹤0.01%
2,979
-1,087
-27% -$87.4K
MIDU icon
1794
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$79.7M
$237K ﹤0.01%
6,610
-432
-6% -$15.2K
RVSB icon
1795
Riverview Bancorp
RVSB
$107M
$237K ﹤0.01%
33,105
-17,040
-34% -$129K
RL icon
1796
Ralph Lauren
RL
$23.3B
$236K ﹤0.01%
2,894
+2,188
+310% +$181K
CENX icon
1797
Century Aluminum
CENX
$4.93B
$235K ﹤0.01%
18,586
+18,436
+12,291% +$245K
IAI icon
1798
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.37B
$235K ﹤0.01%
4,569
-4,465
-49% -$232K
LNCE
1799
DELISTED
Snyders-Lance, Inc.
LNCE
$235K ﹤0.01%
5,848
+90
+2% +$3.52K
RAVI icon
1800
FlexShares Ultra-Short Income Fund
RAVI
$1.5B
$234K ﹤0.01%
+3,100
New +$234K
70 71
72
73 74

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.