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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHG icon
1751
Philips
PHG
$26.4B
$373K ﹤0.01%
12,942
+708
+6% +$21.3K
NRE
1752
DELISTED
NorthStar Realty Europe Corp.
NRE
$373K ﹤0.01%
27,778
-15,879
-36% -$220K
AVK
1753
Advent Convertible and Income Fund
AVK
$569M
$371K ﹤0.01%
23,957
+3,710
+18% +$57.7K
SLX icon
1754
VanEck Steel ETF
SLX
$175M
$371K ﹤0.01%
8,075
-4,952
-38% -$213K
GCI
1755
DELISTED
Gannett Co., Inc
GCI
$370K ﹤0.01%
31,908
-515
-2% -$5.38K
TRU icon
1756
TransUnion
TRU
$15.4B
$369K ﹤0.01%
6,720
+483
+8% +$25.7K
MSEX icon
1757
Middlesex Water
MSEX
$1.1B
$368K ﹤0.01%
9,212
-126
-1% -$5.43K
NWFL icon
1758
Norwood Financial Corp
NWFL
$373M
$368K ﹤0.01%
11,143
– –
MUH
1759
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
$368K ﹤0.01%
24,892
+7,735
+45% +$116K
JBLU icon
1760
JetBlue
JBLU
$2.19B
$366K ﹤0.01%
16,394
-717
-4% -$14.6K
SPCB icon
1761
SuperCom
SPCB
$67.8M
$366K ﹤0.01%
468
+3
+0.6% +$2.23K
CNOB icon
1762
Center Bancorp
CNOB
$1.79B
$365K ﹤0.01%
14,173
-174
-1% -$4.57K
FIVE icon
1763
Five Below
FIVE
$13B
$365K ﹤0.01%
5,488
+930
+20% +$55.8K
CDNS icon
1764
Cadence Design Systems
CDNS
$90.2B
$364K ﹤0.01%
8,691
+5,066
+140% +$218K
FNDE icon
1765
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.96B
$364K ﹤0.01%
12,249
+3,842
+46% +$113K
LYG icon
1766
Lloyds Banking Group
LYG
$88.5B
$364K ﹤0.01%
96,975
+12,757
+15% +$46K
UBS icon
1767
UBS Group
UBS
$176B
$364K ﹤0.01%
19,809
+1,466
+8% +$25.5K
JTD
1768
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$364K ﹤0.01%
20,731
-278
-1% -$4.72K
SONY icon
1769
Sony
SONY
$139B
$363K ﹤0.01%
40,395
+7,190
+22% +$61.8K
TPR icon
1770
Tapestry
TPR
$32.4B
$363K ﹤0.01%
8,216
+1,674
+26% +$69K
AFT
1771
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$363K ﹤0.01%
22,380
-5,354
-19% -$88.2K
SVVC
1772
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$363K ﹤0.01%
40,434
+1,889
+5% +$15.7K
CAR icon
1773
Avis
CAR
$4.97B
$362K ﹤0.01%
8,242
+3,702
+82% +$147K
KSA icon
1774
iShares MSCI Saudi Arabia ETF
KSA
$623M
$361K ﹤0.01%
13,800
+100
+0.7% +$2.54K
VEEV icon
1775
Veeva Systems
VEEV
$38.4B
$360K ﹤0.01%
6,513
+615
+10% +$36.2K
69 70
71
72 73

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.