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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPC icon
1751
Edgewell Personal Care
EPC
$1.32B
$155K ﹤0.01%
1,979
+92
+5% +$7.46K
HCA icon
1752
HCA Healthcare
HCA
$89.8B
$155K ﹤0.01%
2,310
-11,130
-83% -$776K
JJSF icon
1753
J&J Snack Foods
JJSF
$1.67B
$155K ﹤0.01%
1,332
+282
+27% +$33.2K
PF
1754
DELISTED
Pinnacle Foods, Inc.
PF
$155K ﹤0.01%
3,674
+14
+0.4% +$599
TNH
1755
DELISTED
Terra Nitrogen
TNH
$155K ﹤0.01%
1,524
+328
+27% +$35K
HAP icon
1756
VanEck Natural Resources ETF
HAP
$308M
$154K ﹤0.01%
5,853
-285
-5% -$8.11K
NRK icon
1757
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$918M
$154K ﹤0.01%
11,689
+1,034
+10% +$13.2K
HTY
1758
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$154K ﹤0.01%
15,099
+5,520
+58% +$54.3K
CIM
1759
Chimera Investment
CIM
$991M
$153K ﹤0.01%
3,736
-1,091
-23% -$45.7K
WST icon
1760
West Pharmaceutical
WST
$24.8B
$153K ﹤0.01%
2,554
-247
-9% -$14.9K
VMW
1761
DELISTED
VMware, Inc
VMW
$153K ﹤0.01%
2,714
+791
+41% +$49.2K
SDRL
1762
DELISTED
Seadrill Limited Common Stock
SDRL
$153K ﹤0.01%
168
+27
+19% +$42.3K
PPLI
1763
People Inc
PPLI
$3.02B
$152K ﹤0.01%
14,252
-682
-5% -$7.9K
PHG icon
1764
Philips
PHG
$26.2B
$152K ﹤0.01%
8,324
+584
+8% +$10.9K
RSPU icon
1765
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$537M
$152K ﹤0.01%
4,196
-10,152
-71% -$367K
SEDG icon
1766
SolarEdge
SEDG
$1.98B
$152K ﹤0.01%
5,400
+3,000
+125% +$64.4K
AMG icon
1767
Affiliated Managers Group
AMG
$9.57B
$151K ﹤0.01%
947
+46
+5% +$7.91K
NCV
1768
Virtus Convertible & Income Fund
NCV
$393M
$151K ﹤0.01%
6,835
+362
+6% +$8.56K
NHI icon
1769
National Health Investors
NHI
$3.47B
$151K ﹤0.01%
2,480
+3
+0.1% +$179
TOL icon
1770
Toll Brothers
TOL
$13.9B
$151K ﹤0.01%
4,423
-720
-14% -$25.7K
ENY
1771
DELISTED
Invesco Canadian Energy Income ETF
ENY
$151K ﹤0.01%
22,455
-7,401
-25% -$56.8K
CASC
1772
DELISTED
Cascadian Therapeutics, Inc.
CASC
$151K ﹤0.01%
11,389
– –
SNDK
1773
DELISTED
SANDISK CORP
SNDK
$151K ﹤0.01%
1,983
-82
-4% -$6K
IGA
1774
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$150K ﹤0.01%
14,345
+2,389
+20% +$25.9K
MUNI icon
1775
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$150K ﹤0.01%
2,780
– –
69 70
71
72 73

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HAM
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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.