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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKE icon
151
Nike
NKE
$61.9B
$14.6M 0.14%
234,054
-4,527
-2% -$260K
SO icon
152
Southern Company
SO
$107B
$14.6M 0.14%
303,925
+1,279
+0.4% +$65.2K
LDUR icon
153
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$14.6M 0.14%
145,442
-4,368
-3% -$441K
MRK icon
154
Merck
MRK
$318B
$14.6M 0.14%
271,016
-23,918
-8% -$1.33M
MDY icon
155
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$14.5M 0.14%
41,924
+8,617
+26% +$2.9M
NVDA icon
156
NVIDIA
NVDA
$5.42T
$14.4M 0.14%
2,971,960
+344,440
+13% +$1.71M
FMAT icon
157
Fidelity MSCI Materials Index ETF
FMAT
$611M
$14.3M 0.14%
407,407
+9,236
+2% +$315K
UNH icon
158
UnitedHealth
UNH
$370B
$14.1M 0.14%
64,133
+537
+0.8% +$114K
CCT
159
DELISTED
Corporate Capital Trust, Inc.
CCT
$14M 0.13%
+873,328
New +$15.3M
EMLC icon
160
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$13.9M 0.13%
366,578
-10,274
-3% -$386K
XLP icon
161
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$13.8M 0.13%
243,319
-12,932
-5% -$711K
FVD icon
162
First Trust Value Line Dividend Fund
FVD
$8.41B
$13.7M 0.13%
443,523
+31,856
+8% +$970K
FDN icon
163
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$13.7M 0.13%
124,353
-7,239
-6% -$778K
KMB icon
164
Kimberly-Clark
KMB
$36.5B
$13.4M 0.13%
111,339
-5,181
-4% -$604K
SCHX icon
165
Schwab US Large- Cap ETF
SCHX
$74.5B
$13.2M 0.13%
1,241,610
+996
+0.1% +$10.3K
VGR
166
DELISTED
Vector Group Ltd.
VGR
$13M 0.12%
902,434
+35,318
+4% +$492K
RTX icon
167
RTX Corp
RTX
$301B
$12.3M 0.12%
153,013
+11,938
+8% +$906K
AMLP icon
168
Alerian MLP ETF
AMLP
$12.8B
$12.3M 0.12%
227,618
-5,415
-2% -$290K
SCHA icon
169
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$12.2M 0.12%
697,192
+237,616
+52% +$4.07M
BMY icon
170
Bristol-Myers Squibb
BMY
$132B
$12.2M 0.12%
198,276
-2,378
-1% -$149K
UNP icon
171
Union Pacific
UNP
$174B
$12.1M 0.12%
90,228
+1,041
+1% +$126K
NFLX icon
172
Netflix
NFLX
$309B
$12M 0.12%
627,040
+99,490
+19% +$1.92M
CNP icon
173
CenterPoint Energy
CNP
$26.8B
$12M 0.11%
422,871
+50,061
+13% +$1.46M
IJT icon
174
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.42B
$12M 0.11%
140,718
+70,290
+100% +$5.88M
PGX icon
175
Invesco Preferred ETF
PGX
$3.79B
$12M 0.11%
805,167
+93,033
+13% +$1.39M
5 6
7
8 9

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.