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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCX icon
151
Freeport-McMoran
FCX
$97.5B
$4.76M 0.13%
145,451
+22,556
+18% +$820K
IRM icon
152
Iron Mountain
IRM
$36.1B
$4.75M 0.13%
145,527
-8,616
-6% -$279K
IWR icon
153
iShares Russell Mid-Cap ETF
IWR
$57.5B
$4.71M 0.13%
118,684
-43,148
-27% -$1.74M
EWC icon
154
iShares MSCI Canada ETF
EWC
$6.46B
$4.69M 0.13%
153,107
+24,650
+19% +$794K
LLY icon
155
Eli Lilly
LLY
$1.06T
$4.67M 0.13%
72,105
-2,034
-3% -$129K
KRG icon
156
Kite Realty
KRG
$5.36B
$4.64M 0.13%
191,327
+190,569
+25,141% +$4.83M
WBA
157
DELISTED
Walgreens Boots Alliance
WBA
$4.58M 0.12%
77,285
+23,205
+43% +$1.52M
ETP
158
DELISTED
Energy Transfer Partners L.p.
ETP
$4.53M 0.12%
70,847
-2,013
-3% -$116K
DUK icon
159
Duke Energy
DUK
$97.3B
$4.46M 0.12%
59,695
+3,416
+6% +$249K
SRE icon
160
Sempra
SRE
$54.8B
$4.45M 0.12%
84,436
+21,540
+34% +$1.11M
IGF icon
161
iShares Global Infrastructure ETF
IGF
$10.7B
$4.35M 0.12%
102,603
-3,391
-3% -$148K
AMGN icon
162
Amgen
AMGN
$222B
$4.33M 0.12%
30,795
-7,258
-19% -$948K
EWL icon
163
iShares MSCI Switzerland ETF
EWL
$2.25B
$4.32M 0.12%
133,284
+106,146
+391% +$3.55M
AEP icon
164
American Electric Power
AEP
$68.4B
$4.32M 0.12%
82,662
-1,933
-2% -$102K
ED icon
165
Consolidated Edison
ED
$39.9B
$4.29M 0.12%
75,808
+17,945
+31% +$1.02M
SPLS
166
DELISTED
Staples Inc
SPLS
$4.28M 0.12%
353,606
+99,926
+39% +$1.17M
NLY icon
167
Annaly Capital Management
NLY
$17.4B
$4.22M 0.11%
98,725
+255
+0.3% +$11.7K
BRK.A icon
168
Berkshire Hathaway Class A
BRK.A
$1.12T
$4.14M 0.11%
20
– –
V icon
169
Visa
V
$677B
$4.1M 0.11%
76,980
+2,620
+4% +$141K
XLV icon
170
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$4.05M 0.11%
63,343
+15,907
+34% +$996K
TLT icon
171
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$3.96M 0.11%
34,070
+10,682
+46% +$1.23M
IAU icon
172
iShares Gold Trust
IAU
$64.4B
$3.94M 0.11%
168,376
+1,905
+1% +$47.3K
URI icon
173
United Rentals
URI
$72.4B
$3.89M 0.11%
34,989
+791
+2% +$89K
MCO icon
174
Moody's
MCO
$82.7B
$3.87M 0.11%
40,921
+29,534
+259% +$2.71M
QQQX icon
175
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$3.87M 0.11%
200,491
+3,051
+2% +$58.5K
5 6
7
8 9

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HAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.