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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
151
Costco
COST
$420B
$3.54M 0.12%
30,804
+6,181
+25% +$713K
FM
152
DELISTED
iShares Frontier and Select EM ETF
FM
$3.51M 0.12%
111,372
+99,029
+802% +$3.07M
V icon
153
Visa
V
$677B
$3.46M 0.12%
73,756
-5,996
-8% -$277K
C icon
154
Citigroup
C
$226B
$3.41M 0.12%
70,157
-8,379
-11% -$424K
GSK icon
155
GSK
GSK
$106B
$3.39M 0.12%
54,098
-3,155
-6% -$203K
ESRX
156
DELISTED
Express Scripts Holding Company
ESRX
$3.38M 0.11%
54,686
+7,129
+15% +$461K
BA icon
157
Boeing
BA
$185B
$3.35M 0.11%
28,440
+1,760
+7% +$190K
XLP icon
158
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$3.34M 0.11%
83,841
-245,910
-75% -$10M
ABT icon
159
Abbott
ABT
$187B
$3.29M 0.11%
98,917
-18,394
-16% -$645K
DZK
160
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$3.27M 0.11%
51,703
-11,261
-18% -$640K
PHYS icon
161
Sprott Physical Gold
PHYS
$15.7B
$3.16M 0.11%
286,967
+6,108
+2% +$67.7K
MDY icon
162
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$3.13M 0.11%
14,481
+2,901
+25% +$645K
WM icon
163
Waste Management
WM
$91B
$3.08M 0.1%
74,627
+7,515
+11% +$313K
EWH icon
164
iShares MSCI Hong Kong ETF
EWH
$1.22B
$2.99M 0.1%
149,296
-29,144
-16% -$562K
VBR icon
165
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$2.97M 0.1%
32,967
-5,856
-15% -$518K
PDP icon
166
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$2.94M 0.1%
88,151
-47,937
-35% -$1.58M
WBA
167
DELISTED
Walgreens Boots Alliance
WBA
$2.91M 0.1%
53,796
-943
-2% -$47.4K
AGNC icon
168
AGNC Investment
AGNC
$12.9B
$2.87M 0.1%
127,189
-8,121
-6% -$183K
FCX icon
169
Freeport-McMoran
FCX
$97.5B
$2.84M 0.1%
85,854
+13,157
+18% +$402K
VEU icon
170
Vanguard FTSE All-World ex-US ETF
VEU
$70.2B
$2.83M 0.1%
58,268
-32,779
-36% -$1.54M
USB icon
171
US Bancorp
USB
$99.6B
$2.83M 0.1%
77,253
+2,513
+3% +$93K
VGT icon
172
Vanguard Information Technology ETF
VGT
$149B
$2.8M 0.1%
277,680
+9,048
+3% +$88.9K
QQQX icon
173
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$2.76M 0.09%
171,737
+30,448
+22% +$496K
CWB icon
174
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
$2.74M 0.09%
60,620
+18,395
+44% +$817K
RTX icon
175
RTX Corp
RTX
$301B
$2.74M 0.09%
40,410
+1,228
+3% +$80.4K
5 6
7
8 9

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HAM
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CM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.