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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDGT icon
1626
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$547M
$67K ﹤0.01%
2,225
+200
+10% +$6.05K
JEF icon
1627
Jefferies Financial Group
JEF
$12.9B
$67K ﹤0.01%
2,724
+389
+17% +$9.31K
NBR icon
1628
Nabors Industries
NBR
$1.35B
$67K ﹤0.01%
83
– –
NVDA icon
1629
NVIDIA
NVDA
$5.46T
$67K ﹤0.01%
171,080
-25,200
-13% -$9.37K
TZG
1630
DELISTED
ISHARES TARGET DATE 2020 ETF
TZG
$67K ﹤0.01%
1,775
+300
+20% +$11.2K
FIRE
1631
DELISTED
SOURCEFIRE INC COM STK
FIRE
$67K ﹤0.01%
881
-198
-18% -$14.2K
AGCO icon
1632
AGCO
AGCO
$6.96B
$66K ﹤0.01%
1,100
+587
+114% +$33.2K
CEF icon
1633
Sprott Physical Gold and Silver Trust
CEF
$8.17B
$66K ﹤0.01%
4,490
+400
+10% +$5.96K
EPAC icon
1634
Enerpac Tool Group
EPAC
$1.89B
$66K ﹤0.01%
1,708
+88
+5% +$3.2K
EWD icon
1635
iShares MSCI Sweden ETF
EWD
$585M
$66K ﹤0.01%
1,924
+1,592
+480% +$52.7K
EWW icon
1636
iShares MSCI Mexico ETF
EWW
$1.87B
$66K ﹤0.01%
1,045
-100
-9% -$6.59K
NVAX icon
1637
Novavax
NVAX
$1.34B
$66K ﹤0.01%
1,051
– –
DPG
1638
Duff & Phelps Utility and Infrastructure Fund
DPG
$531M
$65K ﹤0.01%
3,500
– –
IAG icon
1639
IAMGOLD
IAG
$10.1B
$65K ﹤0.01%
13,581
+1,831
+16% +$9.6K
LII icon
1640
Lennox International
LII
$14.5B
$65K ﹤0.01%
868
-16
-2% -$1.13K
MHK icon
1641
Mohawk Industries
MHK
$9.42B
$65K ﹤0.01%
518
+25
+5% +$3.05K
R icon
1642
Ryder
R
$10.1B
$65K ﹤0.01%
1,072
+300
+39% +$18K
RELX icon
1643
RELX
RELX
$60.4B
$65K ﹤0.01%
4,776
-128
-3% -$1.62K
ROL icon
1644
Rollins
ROL
$17.4B
$65K ﹤0.01%
8,225
+233
+3% +$1.79K
VOOV icon
1645
Vanguard S&P 500 Value ETF
VOOV
$6.8B
$65K ﹤0.01%
870
– –
DBS
1646
DELISTED
Invesco DB Silver Fund
DBS
$65K ﹤0.01%
1,772
– –
ARRS
1647
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$65K ﹤0.01%
3,820
+1,175
+44% +$18.7K
DGL
1648
DELISTED
Invesco DB Gold Fund
DGL
$65K ﹤0.01%
1,451
-112
-7% -$5.03K
WLT
1649
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$65K ﹤0.01%
4,620
+2,661
+136% +$33.8K
EXXI
1650
DELISTED
ENERGY XXI LTD COM SHS
EXXI
$65K ﹤0.01%
2,150
+850
+65% +$22.8K
64 65
66
67 68

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HAM
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CM
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TRAM
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CONA
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Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.