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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KBA icon
1601
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$147M
$504K ﹤0.01%
17,406
-70,866
-80% -$2M
APH icon
1602
Amphenol
APH
$204B
$501K ﹤0.01%
21,272
-11,276
-35% -$262K
AZO icon
1603
AutoZone
AZO
$49.6B
$501K ﹤0.01%
645
+108
+20% +$79.5K
PSQ icon
1604
ProShares Short QQQ
PSQ
$635M
$501K ﹤0.01%
3,420
-928
-21% -$140K
WRK
1605
DELISTED
WestRock Company
WRK
$499K ﹤0.01%
9,331
-9,520
-51% -$533K
HCAP
1606
DELISTED
Harvest Capital Credit Corporation
HCAP
$497K ﹤0.01%
45,586
+4,757
+12% +$52.6K
PSL icon
1607
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$84.1M
$495K ﹤0.01%
6,899
+841
+14% +$60.5K
XTN icon
1608
State Street SPDR S&P Transportation ETF
XTN
$398M
$495K ﹤0.01%
7,387
+3,010
+69% +$200K
B
1609
Barrick Mining
B
$67.3B
$494K ﹤0.01%
44,628
+4,300
+11% +$47.9K
DSM
1610
BNY Mellon Strategic Municipal Bond Fund
DSM
$291M
$493K ﹤0.01%
67,299
+1,510
+2% +$11.4K
MKC.V icon
1611
McCormick & Company Voting
MKC.V
$14.5B
$492K ﹤0.01%
7,520
– –
GHII
1612
DELISTED
Invesco S&P High Income Infrastructure ETF
GHII
$492K ﹤0.01%
18,934
-5,301
-22% -$142K
ANDV
1613
DELISTED
Andeavor
ANDV
$492K ﹤0.01%
3,207
-1,260
-28% -$186K
AME icon
1614
Ametek
AME
$58.7B
$491K ﹤0.01%
6,205
+1,947
+46% +$149K
IBD icon
1615
Inspire Corporate Bond ETF
IBD
$490M
$491K ﹤0.01%
20,039
+5,265
+36% +$129K
PTC icon
1616
PTC
PTC
$16.7B
$491K ﹤0.01%
4,613
-1,196
-21% -$117K
BKH icon
1617
Black Hills Corp
BKH
$5.64B
$489K ﹤0.01%
8,422
-519
-6% -$31.2K
BBBY
1618
Bed Bath & Beyond
BBBY
$423M
$489K ﹤0.01%
23,493
-6,855
-23% -$169K
CLDT
1619
Chatham Lodging
CLDT
$601M
$489K ﹤0.01%
23,442
+19,502
+495% +$417K
WU icon
1620
Western Union
WU
$2.34B
$489K ﹤0.01%
25,613
-3,811
-13% -$74K
AVNS
1621
DELISTED
Avanos Medical
AVNS
$488K ﹤0.01%
7,132
+869
+14% +$55.9K
WDIV icon
1622
State Street SPDR S&P Global Dividend ETF
WDIV
$283M
$488K ﹤0.01%
7,195
-200
-3% -$13.7K
CTXS
1623
DELISTED
Citrix Systems Inc
CTXS
$488K ﹤0.01%
4,369
+40
+0.9% +$4.43K
FLOW
1624
DELISTED
SPX FLOW, Inc.
FLOW
$488K ﹤0.01%
9,405
+2,628
+39% +$124K
BIBL icon
1625
Inspire 100 ETF
BIBL
$503M
$487K ﹤0.01%
17,394
+5,309
+44% +$146K
63 64
65
66 67

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.