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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSM
1601
BNY Mellon Strategic Municipal Bond Fund
DSM
$290M
$461K ﹤0.01%
53,829
+1,485
+3% +$12.6K
EXP icon
1602
Eagle Materials
EXP
$6.5B
$461K ﹤0.01%
4,081
+99
+2% +$10.7K
JHI
1603
John Hancock Investors Trust
JHI
$118M
$460K ﹤0.01%
26,261
+5,169
+25% +$91.6K
MUI
1604
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$460K ﹤0.01%
33,042
+3,619
+12% +$50.9K
FAM
1605
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$460K ﹤0.01%
39,419
-8,023
-17% -$91.8K
AM
1606
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
$460K ﹤0.01%
15,848
-305
-2% -$8.78K
EDC icon
1607
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$158M
$459K ﹤0.01%
3,651
+264
+8% +$30.6K
GNT
1608
GAMCO Natural Resources, Gold & Income Trust
GNT
$148M
$459K ﹤0.01%
68,343
+42,190
+161% +$288K
KTF
1609
DWS Municipal Income Trust
KTF
$353M
$459K ﹤0.01%
38,540
+1,637
+4% +$19.7K
CORR
1610
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$459K ﹤0.01%
12,015
+13
+0.1% +$472
DZK
1611
DELISTED
Direxion Daily Developed Markets Bull 3x Shares
DZK
$459K ﹤0.01%
5,566
-5,870
-51% -$463K
ARE icon
1612
Alexandria Real Estate Equities
ARE
$8.33B
$458K ﹤0.01%
3,504
+488
+16% +$61.5K
BURL icon
1613
Burlington
BURL
$22.8B
$458K ﹤0.01%
3,727
+849
+29% +$86.4K
DBEU icon
1614
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$798M
$458K ﹤0.01%
16,081
-1,876
-10% -$53.7K
DWAS icon
1615
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$446M
$458K ﹤0.01%
9,405
+4,132
+78% +$198K
SGDJ icon
1616
Sprott Junior Gold Miners ETF
SGDJ
$337M
$458K ﹤0.01%
13,617
-181
-1% -$6K
FLTB icon
1617
Fidelity Limited Term Bond ETF
FLTB
$435M
$457K ﹤0.01%
9,126
+8,674
+1,919% +$436K
GREK
1618
Global X MSCI Greece ETF
GREK
$329M
$457K ﹤0.01%
14,833
+14,261
+2,493% +$400K
CLB icon
1619
Core Laboratories
CLB
$573M
$456K ﹤0.01%
4,150
+499
+14% +$49.8K
BSJM
1620
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$456K ﹤0.01%
18,290
+4,748
+35% +$120K
AWP
1621
abrdn Global Premier Properties Fund
AWP
$360M
$455K ﹤0.01%
22,455
-7,959
-26% -$156K
FXA icon
1622
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
$455K ﹤0.01%
5,847
-118
-2% -$9.07K
SHYD icon
1623
VanEck Short High Yield Muni ETF
SHYD
$455M
$455K ﹤0.01%
18,771
+1,703
+10% +$41.5K
MUS
1624
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$454K ﹤0.01%
33,894
+610
+2% +$8.21K
BGB
1625
Blackstone Strategic Credit 2027 Term Fund
BGB
$505M
$453K ﹤0.01%
28,839
-3,479
-11% -$55.2K
63 64
65
66 67

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.