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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPX icon
1576
Global X MLP & Energy Infrastructure ETF
MLPX
$3.53B
$478K ﹤0.01%
11,736
+1,583
+16% +$62.5K
CBI
1577
DELISTED
Chicago Bridge & Iron Nv
CBI
$478K ﹤0.01%
29,552
-29,254
-50% -$477K
ERIE icon
1578
Erie Indemnity
ERIE
$13.2B
$477K ﹤0.01%
3,923
-163
-4% -$19.7K
OFS icon
1579
OFS Capital
OFS
$48.8M
$477K ﹤0.01%
40,080
+2,000
+5% +$25K
SPWH icon
1580
Sportsman's Warehouse
SPWH
$46.4M
$476K ﹤0.01%
72,000
– –
WLL
1581
DELISTED
Whiting Petroleum Corporation
WLL
$475K ﹤0.01%
239
+27
+13% +$47.4K
SNR
1582
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$474K ﹤0.01%
62,668
+1,922
+3% +$16K
IBDH
1583
DELISTED
iShares iBonds Dec 2018 Term Corporate ETF
IBDH
$472K ﹤0.01%
18,791
-1,561
-8% -$39.3K
SAN icon
1584
Banco Santander
SAN
$210B
$471K ﹤0.01%
75,315
+9,239
+14% +$58.4K
SPEU icon
1585
State Street SPDR Portfolio Europe ETF
SPEU
$742M
$471K ﹤0.01%
13,100
+4,306
+49% +$153K
FAB icon
1586
First Trust Multi Cap Value AlphaDEX Fund
FAB
$176M
$470K ﹤0.01%
8,233
-295
-3% -$16.2K
MVF
1587
DELISTED
BlackRock MuniVest Fund
MVF
$470K ﹤0.01%
48,926
-3,894
-7% -$37.8K
NZF icon
1588
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$470K ﹤0.01%
30,774
-926
-3% -$14.1K
JD icon
1589
JD.com
JD
$45.2B
$469K ﹤0.01%
11,336
+8,407
+287% +$331K
GPMT
1590
Granite Point Mortgage Trust
GPMT
$59.8M
$468K ﹤0.01%
26,400
+24,800
+1,550% +$451K
CNSL
1591
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$468K ﹤0.01%
38,455
-1,937
-5% -$30.4K
BHK icon
1592
BlackRock Core Bond Trust
BHK
$664M
$467K ﹤0.01%
33,238
+625
+2% +$8.78K
FOF icon
1593
Cohen & Steers Closed End Opportunity Fund
FOF
$382M
$467K ﹤0.01%
35,085
+193
+0.6% +$2.53K
GCC icon
1594
WisdomTree Enhanced Commodity Strategy Fund
GCC
$281M
$467K ﹤0.01%
24,291
+420
+2% +$7.97K
AZO icon
1595
AutoZone
AZO
$50.1B
$465K ﹤0.01%
648
+7
+1% +$4.47K
FLTR icon
1596
VanEck IG Floating Rate ETF
FLTR
$3.04B
$464K ﹤0.01%
18,367
-29,089
-61% -$735K
EGF
1597
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$464K ﹤0.01%
34,655
-37,458
-52% -$504K
CONE
1598
DELISTED
CyrusOne Inc Common Stock
CONE
$464K ﹤0.01%
7,805
-80
-1% -$4.85K
ASHR icon
1599
Xtrackers Harvest CSI 300 China A-Shares ETF
ASHR
$1.59B
$461K ﹤0.01%
14,854
+5,762
+63% +$177K
CGW icon
1600
Invesco S&P Global Water Index ETF
CGW
$1.07B
$461K ﹤0.01%
12,985
+1,154
+10% +$40.8K
62 63
64
65 66

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.