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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDK
1526
DELISTED
iShares iBonds Dec 2019 Term Corporate ETF
IBDK
$551K ﹤0.01%
22,221
+6,836
+44% +$169K
MFC icon
1527
Manulife Financial
MFC
$72.9B
$550K ﹤0.01%
30,688
-5,319
-15% -$96.7K
ICD
1528
DELISTED
Independence Contract Drilling, Inc.
ICD
$550K ﹤0.01%
+5,565
New +$461K
BGS icon
1529
B&G Foods
BGS
$299M
$549K ﹤0.01%
20,177
+300
+2% +$9.31K
IBDL
1530
DELISTED
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$549K ﹤0.01%
21,913
+4,678
+27% +$117K
OCLR
1531
DELISTED
Oclaro Inc.
OCLR
$548K ﹤0.01%
61,324
-1,500
-2% -$13.6K
ETO
1532
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$528M
$546K ﹤0.01%
21,566
+3,874
+22% +$97.8K
FNDE icon
1533
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.95B
$545K ﹤0.01%
18,922
+2,700
+17% +$75.9K
SUI icon
1534
Sun Communities
SUI
$14.6B
$545K ﹤0.01%
5,363
+310
+6% +$31K
WHLRP
1535
Wheeler Real Estate Investment Trust Preferred Stock
WHLRP
$8.5M
$543K ﹤0.01%
29,071
+100
+0.3% +$1.83K
FLIR
1536
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$543K ﹤0.01%
8,818
+297
+3% +$17.5K
AA icon
1537
Alcoa
AA
$13.1B
$542K ﹤0.01%
13,395
-9,852
-42% -$428K
EG icon
1538
Everest Group
EG
$14B
$542K ﹤0.01%
2,398
-66
-3% -$14.8K
HUN icon
1539
Huntsman Corp
HUN
$1.81B
$542K ﹤0.01%
19,880
+8,611
+76% +$262K
GRC icon
1540
Gorman-Rupp
GRC
$2.11B
$541K ﹤0.01%
14,836
+12,207
+464% +$448K
SCM icon
1541
Stellus Capital Investment Corp
SCM
$254M
$541K ﹤0.01%
39,720
+1,434
+4% +$19.4K
CCF
1542
DELISTED
Chase Corporation
CCF
$541K ﹤0.01%
+4,500
New +$555K
AEM icon
1543
Agnico Eagle Mines
AEM
$91.3B
$540K ﹤0.01%
15,784
-3,480
-18% -$135K
XPO icon
1544
XPO
XPO
$24.7B
$538K ﹤0.01%
13,621
+696
+5% +$25.3K
TTD icon
1545
Trade Desk
TTD
$6.84B
$537K ﹤0.01%
35,650
-17,480
-33% -$207K
FTHI icon
1546
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.48B
$536K ﹤0.01%
22,999
+5,078
+28% +$118K
XRLV
1547
DELISTED
Invesco S&P 500 ex-Rate Sensitive Low Volatility ETF
XRLV
$535K ﹤0.01%
14,762
+1,347
+10% +$47.9K
INF
1548
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$535K ﹤0.01%
44,543
-183
-0.4% -$2.28K
WEA
1549
Western Asset Premier Bond Fund
WEA
$125M
$534K ﹤0.01%
41,650
+1,560
+4% +$19.8K
DEEP icon
1550
Acquirers Small and Micro Deep Value ETF
DEEP
$28.4M
$533K ﹤0.01%
15,082
+14,182
+1,576% +$502K
60 61
62
63 64

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.