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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CQQQ icon
1501
Invesco China Technology ETF
CQQQ
$3.19B
$568K ﹤0.01%
11,808
+7,555
+178% +$386K
X
1502
DELISTED
US Steel
X
$568K ﹤0.01%
18,623
-2,619
-12% -$84.5K
COR
1503
DELISTED
Coresite Realty Corporation
COR
$568K ﹤0.01%
5,114
-3,271
-39% -$372K
KTF
1504
DWS Municipal Income Trust
KTF
$352M
$567K ﹤0.01%
53,949
+2,006
+4% +$21.8K
CY
1505
DELISTED
Cypress Semiconductor
CY
$567K ﹤0.01%
39,139
+6,035
+18% +$99.3K
VTN icon
1506
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
$566K ﹤0.01%
45,423
+4,480
+11% +$56.8K
BSBR icon
1507
Santander
BSBR
$43.2B
$561K ﹤0.01%
66,508
-8,938
-12% -$74.2K
DIEM icon
1508
Franklin Emerging Market Core Dividend Tilt Index ETF
DIEM
$84.6M
$561K ﹤0.01%
18,391
+2,782
+18% +$84.1K
PFL
1509
PIMCO Income Strategy Fund
PFL
$385M
$560K ﹤0.01%
47,324
-105,589
-69% -$1.28M
IMVP
1510
Invesco India ETF
IMVP
$108M
$560K ﹤0.01%
23,390
-1,665
-7% -$42.5K
KSM
1511
DELISTED
DWS Strategic Municipal Income Trust
KSM
$560K ﹤0.01%
52,871
+30,303
+134% +$327K
DXCM icon
1512
DexCom
DXCM
$34.5B
$559K ﹤0.01%
15,788
-5,024
-24% -$156K
PGHY icon
1513
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$227M
$559K ﹤0.01%
24,022
-1,178
-5% -$27.5K
UVE icon
1514
Universal Insurance Holdings
UVE
$1.18B
$559K ﹤0.01%
11,514
+9,946
+634% +$427K
USCR
1515
DELISTED
U S Concrete, Inc.
USCR
$559K ﹤0.01%
12,189
-1,645
-12% -$82.7K
BEAT
1516
DELISTED
BioTelemetry, Inc.
BEAT
$559K ﹤0.01%
8,683
+1,046
+14% +$58.4K
BVN icon
1517
Compañía de Minas Buenaventura
BVN
$8.55B
$558K ﹤0.01%
41,631
-4,769
-10% -$62K
HII icon
1518
Huntington Ingalls Industries
HII
$12.8B
$557K ﹤0.01%
2,170
-900
-29% -$215K
IGHG icon
1519
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$557K ﹤0.01%
7,346
-16,931
-70% -$1.27M
NEM icon
1520
Newmont
NEM
$120B
$557K ﹤0.01%
18,402
+1,740
+10% +$58.9K
EFBI
1521
DELISTED
Eagle Financial Bancorp, Inc. Common Stock
EFBI
$557K ﹤0.01%
35,000
+20,000
+133% +$320K
RCS
1522
PIMCO Strategic Income Fund
RCS
$249M
$556K ﹤0.01%
56,921
-14,065
-20% -$139K
CRON
1523
Cronos Group
CRON
$1.16B
$552K ﹤0.01%
49,635
+46,734
+1,611% +$397K
FSLR icon
1524
First Solar
FSLR
$24B
$551K ﹤0.01%
11,375
-1,832
-14% -$95.1K
PSK icon
1525
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
$551K ﹤0.01%
12,944
-3,559
-22% -$153K
59 60
61
62 63

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.