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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.32%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.26B
AUM Growth
+$578M
Cap. Flow
+$414M
Cap. Flow %
6.61%
Top 10 Hldgs %
13.79%
Holding
5,111
New
226
Increased
2,179
Reduced
1,427
Closed
197

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$55.8M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.1M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$19.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.5M
5
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$15.6M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$23.5M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$14.8M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.5M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$10.8M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$10.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.63%
2 Financials 5.21%
3 Industrials 4.96%
4 Technology 4.7%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APTS
1501
DELISTED
Preferred Apartment Communities, Inc.
APTS
$260K ﹤0.01%
17,936
+4,895
+38% +$65.5K
KMF
1502
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$259K ﹤0.01%
17,997
+8,071
+81% +$104K
NCV
1503
Virtus Convertible & Income Fund
NCV
$392M
$258K ﹤0.01%
10,497
+4,386
+72% +$103K
RWK icon
1504
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$258K ﹤0.01%
5,405
+469
+10% +$22.3K
CP icon
1505
Canadian Pacific Kansas City
CP
$80.5B
$257K ﹤0.01%
9,965
-1,365
-12% -$36.8K
USRT icon
1506
iShares Core US REIT ETF
USRT
$4.57B
$257K ﹤0.01%
4,963
– –
HTGC icon
1507
Hercules Capital
HTGC
$3.13B
$256K ﹤0.01%
20,516
+5,657
+38% +$68.7K
THO icon
1508
Thor Industries
THO
$4.22B
$256K ﹤0.01%
3,935
+2,356
+149% +$151K
BOE icon
1509
BlackRock Enhanced Global Dividend Trust
BOE
$691M
$255K ﹤0.01%
21,530
+1,641
+8% +$19.4K
VMO icon
1510
Invesco Municipal Opportunity Trust
VMO
$661M
$255K ﹤0.01%
17,111
+9,878
+137% +$141K
ETY icon
1511
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$254K ﹤0.01%
24,448
+5,860
+32% +$61.2K
JKHY icon
1512
Jack Henry & Associates
JKHY
$11B
$254K ﹤0.01%
2,915
+242
+9% +$20.2K
WBK
1513
DELISTED
Westpac Banking Corporation
WBK
$254K ﹤0.01%
11,527
-2,135
-16% -$47.8K
BCS icon
1514
Barclays
BCS
$94B
$253K ﹤0.01%
35,472
+12,378
+54% +$111K
FFIV icon
1515
F5
FFIV
$23.5B
$253K ﹤0.01%
2,223
+58
+3% +$6.24K
RDIV icon
1516
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.39B
$253K ﹤0.01%
8,040
+7,210
+869% +$218K
TCX icon
1517
Tucows
TCX
$144M
$253K ﹤0.01%
10,390
+8,075
+349% +$192K
NXQ
1518
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$253K ﹤0.01%
16,998
+3
+0% +$44
WNR
1519
DELISTED
Western Refining Inc
WNR
$253K ﹤0.01%
12,294
+10,492
+582% +$246K
FXL icon
1520
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$252K ﹤0.01%
7,596
-867
-10% -$28.2K
FYT icon
1521
First Trust Small Cap Value AlphaDEX Fund
FYT
$200M
$252K ﹤0.01%
8,906
-1,444
-14% -$40.9K
PSLV icon
1522
Sprott Physical Silver Trust
PSLV
$13.5B
$252K ﹤0.01%
34,370
-123,051
-78% -$793K
ERIC icon
1523
Ericsson
ERIC
$32.9B
$251K ﹤0.01%
32,592
+4,077
+14% +$33.4K
ARII
1524
DELISTED
American Railcar Industries, Inc.
ARII
$251K ﹤0.01%
6,345
+4,335
+216% +$174K
CHMI
1525
Cherry Hill Mortgage Investment Corp
CHMI
$105M
$250K ﹤0.01%
16,075
-2,790
-15% -$41.7K
59 60
61
62 63

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Ladenburg Thalmann Financial Services held 5,111 positions worth $6.26B, up 10% from $5.68B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $414M of net new capital in Q2 2016, opening 226 new positions and adding to 2,179 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.6% of assets, up from 5.5% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $23.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2016 buy was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Value ETF in Q2 2016, an estimated $55.8M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2016 reduction was iShares Core Dividend Growth ETF, cutting an estimated $23.5M.
  • Ladenburg Thalmann Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $912K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $6.26B portfolio in Q2 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 197 in Q2 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $6.26B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2016, filed 15 Aug 2016.