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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.32%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.26B
AUM Growth
+$578M
Cap. Flow
+$414M
Cap. Flow %
6.61%
Top 10 Hldgs %
13.79%
Holding
5,111
New
226
Increased
2,179
Reduced
1,427
Closed
197

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$55.8M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.1M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$19.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.5M
5
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$15.6M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$23.5M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$14.8M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.5M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$10.8M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$10.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.63%
2 Financials 5.21%
3 Industrials 4.96%
4 Technology 4.7%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RFG icon
1476
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$359M
$273K ﹤0.01%
11,220
-11,595
-51% -$282K
ACET
1477
DELISTED
Aceto Corp
ACET
$273K ﹤0.01%
12,461
-1,447
-10% -$32.5K
HQY icon
1478
HealthEquity
HQY
$8.82B
$271K ﹤0.01%
+8,925
New +$234K
OZK icon
1479
Bank OZK
OZK
$5.67B
$271K ﹤0.01%
7,218
-11,192
-61% -$441K
HEZU icon
1480
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$587M
$270K ﹤0.01%
11,233
-48,601
-81% -$1.19M
NIM icon
1481
Nuveen Select Maturities Municipal Fund
NIM
$115M
$270K ﹤0.01%
24,989
+13,001
+108% +$139K
WGL
1482
DELISTED
Wgl Holdings
WGL
$270K ﹤0.01%
3,813
-251
-6% -$17K
PVTB
1483
DELISTED
PrivateBancorp Inc
PVTB
$270K ﹤0.01%
6,124
– –
AM
1484
DELISTED
ANTERO MIDSTREAM PARTNERS LP
AM
$270K ﹤0.01%
9,681
– –
COMT icon
1485
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.23B
$268K ﹤0.01%
8,188
-1,316
-14% -$41.3K
ETG
1486
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.86B
$267K ﹤0.01%
18,540
+5,382
+41% +$78.3K
FTNT icon
1487
Fortinet
FTNT
$119B
$266K ﹤0.01%
42,115
+3,720
+10% +$24.1K
SVVC
1488
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$266K ﹤0.01%
35,803
+718
+2% +$5.35K
LOCK
1489
DELISTED
LifeLock, Inc.
LOCK
$266K ﹤0.01%
16,800
+3,799
+29% +$49.7K
MTN icon
1490
Vail Resorts
MTN
$5.31B
$265K ﹤0.01%
1,911
+1,719
+895% +$227K
JHY
1491
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$264K ﹤0.01%
24,400
+8,475
+53% +$87.2K
CNX icon
1492
CNX Resources
CNX
$5.37B
$263K ﹤0.01%
19,576
-766
-4% -$8.96K
MJN
1493
DELISTED
Mead Johnson Nutrition Company
MJN
$263K ﹤0.01%
2,900
+121
+4% +$10.2K
USA icon
1494
Liberty All-Star Equity Fund
USA
$1.87B
$262K ﹤0.01%
52,227
-14,913
-22% -$74.5K
AMBA icon
1495
Ambarella
AMBA
$3.63B
$261K ﹤0.01%
5,149
+452
+10% +$20K
BRW
1496
Saba Capital Income & Opportunities Fund
BRW
$335M
$261K ﹤0.01%
25,497
+40
+0.2% +$405
BBDC icon
1497
Barings BDC
BBDC
$974M
$260K ﹤0.01%
13,487
+837
+7% +$16.1K
IDOG icon
1498
ALPS International Sector Dividend Dogs ETF
IDOG
$563M
$260K ﹤0.01%
11,183
-730
-6% -$17.2K
MFA
1499
MFA Financial
MFA
$930M
$260K ﹤0.01%
8,950
-201
-2% -$5.66K
SMLV icon
1500
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$260M
$260K ﹤0.01%
3,331
+167
+5% +$12.8K
58 59
60
61 62

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Ladenburg Thalmann Financial Services held 5,111 positions worth $6.26B, up 10% from $5.68B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $414M of net new capital in Q2 2016, opening 226 new positions and adding to 2,179 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.6% of assets, up from 5.5% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $23.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2016 buy was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Value ETF in Q2 2016, an estimated $55.8M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2016 reduction was iShares Core Dividend Growth ETF, cutting an estimated $23.5M.
  • Ladenburg Thalmann Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $912K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $6.26B portfolio in Q2 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 197 in Q2 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $6.26B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2016, filed 15 Aug 2016.