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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
126
Colgate-Palmolive
CL
$74B
$25.9M 0.18%
352,749
+2,195
+0.6% +$159K
WPC icon
127
W.P. Carey
WPC
$16.1B
$25.7M 0.18%
293,573
+1,962
+0.7% +$167K
ABBV icon
128
AbbVie
ABBV
$434B
$25.4M 0.18%
335,832
+6,147
+2% +$421K
SHY icon
129
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$25.4M 0.18%
299,412
-13,467
-4% -$1.14M
RTX icon
130
RTX Corp
RTX
$302B
$25M 0.17%
291,264
+29,529
+11% +$2.45M
VBR icon
131
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$24M 0.17%
185,992
-7,604
-4% -$973K
BP icon
132
BP
BP
$110B
$23.9M 0.17%
630,265
-4,597
-0.7% -$175K
DOCU
133
DocuSign
DOCU
$11.5B
$23.9M 0.16%
385,929
-15,232
-4% -$798K
DON icon
134
WisdomTree US MidCap Dividend Fund
DON
$4.07B
$23.6M 0.16%
650,487
+55,385
+9% +$1.98M
XSLV icon
135
Invesco S&P SmallCap Low Volatility ETF
XSLV
$246M
$23.6M 0.16%
483,014
+161,546
+50% +$7.79M
O icon
136
Realty Income
O
$58.3B
$23.5M 0.16%
315,984
+2,720
+0.9% +$191K
BABA icon
137
Alibaba
BABA
$316B
$23.4M 0.16%
140,101
+8,098
+6% +$1.39M
EEMV icon
138
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.54B
$23.3M 0.16%
408,582
-30,005
-7% -$1.73M
IGSB icon
139
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$23.3M 0.16%
434,538
+30,442
+8% +$1.63M
CAT icon
140
Caterpillar
CAT
$386B
$22.9M 0.16%
181,644
-4,143
-2% -$526K
IXN icon
141
iShares Global Tech ETF
IXN
$9.21B
$22.9M 0.16%
743,364
+142,566
+24% +$4.33M
VBK icon
142
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$22.6M 0.16%
124,127
+1,478
+1% +$275K
XLY icon
143
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$22.6M 0.16%
374,064
-212,326
-36% -$12.8M
IGIB icon
144
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$22.4M 0.15%
386,869
+31,260
+9% +$1.8M
NEE icon
145
NextEra Energy
NEE
$176B
$22.3M 0.15%
382,752
+23,428
+7% +$1.27M
XLP icon
146
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$22.3M 0.15%
362,319
+50,291
+16% +$3.02M
BLV icon
147
Vanguard Long-Term Bond ETF
BLV
$5.7B
$22.1M 0.15%
214,847
-1,577
-0.7% -$158K
SCHM icon
148
Schwab US Mid-Cap ETF
SCHM
$15B
$21.9M 0.15%
1,163,874
+91,356
+9% +$1.73M
JPST icon
149
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$21.8M 0.15%
432,972
+161,122
+59% +$8.13M
CWB icon
150
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.6B
$21.7M 0.15%
414,001
+101,939
+33% +$5.4M
4 5
6
7 8

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.