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LTFS
Ladenburg Thalmann Financial Services Portfolio holdings
AUM
$15.9B
1-Year Est. Return
27.61%
This Fund
S&P 500
This Quarter
Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
(+7.7%)
Cap. Flow
+$409M
Cap. Flow
% of AUM
5.68%
Top 10 Holdings %
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.2M |
| 2 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$17.5M |
| 3 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$16.5M |
| 4 |
Arbutus Biopharma
ABUS
|
+$15.4M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$14.6M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Russell 2000 ETF
IWM
|
+$36M |
| 2 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$12.1M |
| 3 |
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
|
+$11.1M |
| 4 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$6.94M |
| 5 |
MSC Industrial Direct
MSM
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 6.15% |
| 2 | Industrials | 5.32% |
| 3 | Technology | 5.28% |
| 4 | Consumer Staples | 4.98% |
| 5 | Healthcare | 4.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
AbbVie
ABBV
$435B
| $12.7M | 0.18% |
202,998
-12,278
| -6% | -$749K |
|
127
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
| $12.7M | 0.18% |
457,727
+87,402
| +24% | +$2.41M |
|
128
iShares Russell Top 200 Growth ETF
IWY
$16.6B
| $12.6M | 0.18% |
223,353
+4,816
| +2% | +$268K |
|
129
Gilead Sciences
GILD
$165B
| $12.5M | 0.17% |
173,086
+14,150
| +9% | +$1.05M |
|
130
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
| $12.5M | 0.17% |
121,795
+2,918
| +2% | +$292K |
|
131
iShares MSCI EAFE ETF
EFA
$80.2B
| $12.2M | 0.17% |
211,289
-17,050
| -7% | -$983K |
|
132
Amgen
AMGN
$222B
| $12.2M | 0.17% |
82,749
+13,207
| +19% | +$1.99M |
|
133
Kraft Heinz
KHC
$30B
| $12.1M | 0.17% |
137,968
+1,032
| +0.8% | +$88.3K |
|
134
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
| $11.9M | 0.17% |
285,517
-10,388
| -4% | -$423K |
|
135
Schwab US Large- Cap ETF
SCHX
$74.6B
| $11.8M | 0.16% |
1,325,292
+836,412
| +171% | +$7.26M |
|
136
ConocoPhillips
COP
$141B
| $11.5M | 0.16% |
230,408
+1,611
| +0.7% | +$74.3K |
|
137
Deere & Co
DE
$168B
| $11.4M | 0.16% |
110,330
+3,159
| +3% | +$297K |
|
138
Honeywell
HON
$78B
| $11.2M | 0.16% |
107,365
+46,509
| +76% | +$4.73M |
|
139
Caterpillar
CAT
$387B
| $11.1M | 0.15% |
120,007
+13,705
| +13% | +$1.24M |
|
|
HDV
140
iShares Core High Dividend ETF
HDV
$14.8B
| $10.9M | 0.15% |
660,700
+44,080
| +7% | +$710K |
|
141
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
| $10.8M | 0.15% |
205,622
+2,199
| +1% | +$117K |
|
142
US Bancorp
USB
$99.6B
| $10.7M | 0.15% |
209,248
+28,415
| +16% | +$1.35M |
|
143
State Street SPDR S&P Biotech ETF
XBI
$10.3B
| $10.6M | 0.15% |
179,696
-42,566
| -19% | -$2.63M |
|
144
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
| $10.4M | 0.15% |
34,667
+1,244
| +4% | +$360K |
|
145
Union Pacific
UNP
$174B
| $10.4M | 0.14% |
100,516
+5,713
| +6% | +$562K |
|
146
RTX Corp
RTX
$301B
| $10.4M | 0.14% |
150,728
+33,457
| +29% | +$2.22M |
|
147
Nike
NKE
$61.9B
| $10.3M | 0.14% |
201,876
-39,187
| -16% | -$2.01M |
|
148
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
| $10.3M | 0.14% |
404,310
+13,342
| +3% | +$342K |
|
149
State Street Technology Select Sector SPDR ETF
XLK
$123B
| $10.2M | 0.14% |
420,234
+65,724
| +19% | +$1.57M |
|
150
Fidelity MSCI Materials Index ETF
FMAT
$617M
| $9.8M | 0.14% |
339,780
+79,305
| +30% | +$2.22M |
|
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review
As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.
- Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
- Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
- Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
- Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
- Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
- Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
- Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.
Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.