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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXC icon
126
Exelon
EXC
$47B
$5.86M 0.16%
240,847
+42,278
+21% +$990K
XLP icon
127
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$5.79M 0.16%
128,295
+22,364
+21% +$1M
XLU icon
128
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$5.6M 0.15%
265,938
-41,158
-13% -$872K
EPD icon
129
Enterprise Products Partners
EPD
$81.7B
$5.59M 0.15%
138,792
-5,916
-4% -$232K
KMB icon
130
Kimberly-Clark
KMB
$36.5B
$5.5M 0.15%
53,345
-3,093
-5% -$322K
CSCO icon
131
Cisco
CSCO
$479B
$5.46M 0.15%
216,797
-7,745
-3% -$195K
EMLC icon
132
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$5.42M 0.15%
118,910
-6,327
-5% -$302K
HDV
133
iShares Core High Dividend ETF
HDV
$14.8B
$5.42M 0.15%
360,030
+12,730
+4% +$192K
EFV icon
134
iShares MSCI EAFE Value ETF
EFV
$30.2B
$5.41M 0.15%
98,945
+26,155
+36% +$1.49M
LQD icon
135
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$5.38M 0.15%
45,484
-16,808
-27% -$2M
IBB icon
136
iShares Biotechnology ETF
IBB
$9.71B
$5.33M 0.15%
58,389
+17,952
+44% +$1.58M
VO icon
137
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$5.31M 0.14%
181,124
-78,476
-30% -$2.33M
CAT icon
138
Caterpillar
CAT
$387B
$5.17M 0.14%
52,199
-1,411
-3% -$150K
JPM icon
139
JPMorgan Chase
JPM
$950B
$5.16M 0.14%
85,660
+1,075
+1% +$62.8K
BKLN icon
140
Invesco Senior Loan ETF
BKLN
$6.74B
$5.15M 0.14%
211,987
+17,520
+9% +$432K
CXP
141
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$5.1M 0.14%
213,708
-33,710
-14% -$855K
SSO icon
142
ProShares Ultra S&P500
SSO
$8.41B
$5.1M 0.14%
692,864
-974,416
-58% -$7.18M
QCOM icon
143
Qualcomm
QCOM
$176B
$5.04M 0.14%
67,440
+5,352
+9% +$409K
ABBV icon
144
AbbVie
ABBV
$435B
$5M 0.14%
86,610
+1,165
+1% +$64.7K
VDE icon
145
Vanguard Energy ETF
VDE
$9.84B
$4.98M 0.14%
37,934
+7,071
+23% +$986K
PGX icon
146
Invesco Preferred ETF
PGX
$3.78B
$4.95M 0.13%
341,978
+104,954
+44% +$1.52M
SBUX icon
147
Starbucks
SBUX
$120B
$4.93M 0.13%
130,588
+7,046
+6% +$273K
TBF icon
148
ProShares Short 20+ Year Treasury ETF
TBF
$106M
$4.88M 0.13%
176,519
+6,974
+4% +$197K
VBR icon
149
Vanguard Morningstar Small-Cap Value ETF
VBR
$38.1B
$4.87M 0.13%
48,807
+2,374
+5% +$246K
SDIV icon
150
Global X SuperDividend ETF
SDIV
$1.22B
$4.79M 0.13%
66,075
-850
-1% -$65.1K
4 5
6
7 8

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HAM
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TRAM
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.