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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRI icon
1451
First Trust S&P REIT Index Fund
FRI
$201M
$571K 0.01%
24,520
-1,188
-5% -$27.9K
NHS
1452
Neuberger High Yield Strategies Fund Inc
NHS
$254M
$569K 0.01%
48,423
+35,017
+261% +$417K
SLQD icon
1453
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$569K 0.01%
11,333
+8,376
+283% +$422K
JHY
1454
DELISTED
Nuveen High Income 2020 Target Term Fund Common Shares of Beneficial Interest
JHY
$569K 0.01%
57,450
+5,500
+11% +$55K
NEU icon
1455
NewMarket
NEU
$8.37B
$568K 0.01%
1,429
+48
+3% +$19.4K
PUK icon
1456
Prudential
PUK
$35.1B
$568K 0.01%
11,523
+7,177
+165% +$342K
RLJ icon
1457
RLJ Lodging Trust
RLJ
$1.67B
$568K 0.01%
25,832
-967
-4% -$21K
WAT icon
1458
Waters Corp
WAT
$40.4B
$568K 0.01%
2,938
-394
-12% -$76.1K
RORE
1459
DELISTED
Hartford Multifactor REIT ETF
RORE
$568K 0.01%
36,615
+9,814
+37% +$154K
DGX icon
1460
Quest Diagnostics
DGX
$26.2B
$566K 0.01%
5,732
-3,048
-35% -$289K
CLF icon
1461
Cleveland-Cliffs
CLF
$7.13B
$565K 0.01%
78,414
-6,739
-8% -$44.8K
EWU icon
1462
iShares MSCI United Kingdom ETF
EWU
$4.15B
$565K 0.01%
15,754
-1,583
-9% -$55.3K
TECS icon
1463
Direxion Daily Technology Bear 3x ETF
TECS
$63.3M
$565K 0.01%
+2
New +$746K
ARKQ icon
1464
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.06B
$564K 0.01%
17,121
+6,546
+62% +$218K
WFC.PRL icon
1465
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
$4.65B
$564K 0.01%
430
– –
PIO icon
1466
Invesco Global Water ETF
PIO
$280M
$563K 0.01%
21,598
+1,863
+9% +$47.4K
TNA icon
1467
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.45B
$563K 0.01%
8,017
+127
+2% +$8.54K
VONE icon
1468
Vanguard Russell 1000 ETF
VONE
$8.68B
$561K 0.01%
4,581
-108
-2% -$12.9K
HCSG icon
1469
Healthcare Services Group
HCSG
$1.5B
$559K 0.01%
10,656
+2,644
+33% +$139K
VTN icon
1470
Invesco Trust for Investment Grade New York Municipals
VTN
$167M
$559K 0.01%
40,705
-3,741
-8% -$51.2K
DX
1471
Dynex Capital
DX
$3.17B
$558K 0.01%
26,535
+9,057
+52% +$194K
IAT icon
1472
iShares US Regional Banks ETF
IAT
$678M
$558K 0.01%
11,325
+2,881
+34% +$138K
FRA icon
1473
BlackRock Floating Rate Income Strategies Fund
FRA
$388M
$557K 0.01%
40,338
+774
+2% +$10.9K
LDP icon
1474
Cohen & Steers Duration Preferred & Income Fund
LDP
$603M
$557K 0.01%
21,354
+11,864
+125% +$314K
WLK icon
1475
Westlake Corp
WLK
$10.1B
$557K 0.01%
5,227
+448
+9% +$41.5K
57 58
59
60 61

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.