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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIX
1451
DELISTED
Six Flags Entertainment Corp.
SIX
$193K ﹤0.01%
4,472
+3,110
+228% +$122K
DSI icon
1452
iShares MSCI KLD 400 Social ETF
DSI
$5.58B
$192K ﹤0.01%
5,002
+2,860
+134% +$107K
EMD
1453
Western Asset Emerging Markets Debt Fund
EMD
$612M
$192K ﹤0.01%
12,183
+5,030
+70% +$83.5K
ETY icon
1454
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.36B
$192K ﹤0.01%
17,199
-4,935
-22% -$56.4K
PIO icon
1455
Invesco Global Water ETF
PIO
$278M
$192K ﹤0.01%
8,378
+2,418
+41% +$55.4K
SMFG icon
1456
Sumitomo Mitsui Financial
SMFG
$167B
$192K ﹤0.01%
26,523
+2,681
+11% +$20.3K
DISCK
1457
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$192K ﹤0.01%
5,862
-1,163
-17% -$39.6K
CSC
1458
DELISTED
Computer Sciences
CSC
$192K ﹤0.01%
7,152
+1,322
+23% +$34K
BCS.PRC
1459
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$192K ﹤0.01%
7,400
+2,798
+61% +$72.3K
AMU
1460
DELISTED
ETRACS Alerian MLP Index ETN
AMU
$192K ﹤0.01%
6,600
+2,552
+63% +$78.7K
FTK icon
1461
Flotek Industries
FTK
$1.25B
$191K ﹤0.01%
1,700
+533
+46% +$65.8K
GUNR icon
1462
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7B
$191K ﹤0.01%
+6,223
New +$203K
PAI
1463
Western Asset Investment Grade Income Fund
PAI
$114M
$191K ﹤0.01%
+14,231
New +$191K
CCEP icon
1464
Coca-Cola Europacific Partners
CCEP
$47.5B
$190K ﹤0.01%
4,346
-827
-16% -$35.7K
EHI
1465
Western Asset Global High Income Fund
EHI
$177M
$190K ﹤0.01%
17,163
+9,963
+138% +$116K
UGI icon
1466
UGI
UGI
$7.56B
$190K ﹤0.01%
5,054
+522
+12% +$19.3K
WSM icon
1467
Williams-Sonoma
WSM
$28.5B
$190K ﹤0.01%
4,984
+468
+10% +$16.2K
CTRX
1468
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$190K ﹤0.01%
3,655
+264
+8% +$12.4K
MACK
1469
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$189K ﹤0.01%
2,123
+191
+10% +$13.9K
GGP
1470
DELISTED
GGP Inc.
GGP
$189K ﹤0.01%
6,726
+32
+0.5% +$831
ISCB icon
1471
iShares Morningstar Small-Cap ETF
ISCB
$294M
$188K ﹤0.01%
5,428
+2,396
+79% +$80.1K
NDLS icon
1472
Noodles & Co
NDLS
$100M
$188K ﹤0.01%
892
– –
VCLT icon
1473
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.8B
$188K ﹤0.01%
2,035
+1,094
+116% +$99.6K
WOLF icon
1474
Wolfspeed
WOLF
$1.64B
$188K ﹤0.01%
5,686
+500
+10% +$16.4K
BTU
1475
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$188K ﹤0.01%
1,626
+692
+74% +$103K
57 58
59
60 61

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.