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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JMLP
1426
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$252K ﹤0.01%
36,100
– –
NID
1427
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$252K ﹤0.01%
19,580
+4,849
+33% +$60.8K
AYI icon
1428
Acuity Brands
AYI
$10.8B
$251K ﹤0.01%
1,076
+530
+97% +$115K
LAZ icon
1429
Lazard
LAZ
$4.43B
$251K ﹤0.01%
5,570
-520
-9% -$23.8K
DMND
1430
DELISTED
DIAMOND FOODS, INC.
DMND
$250K ﹤0.01%
6,479
-50
-0.8% -$1.89K
DBD
1431
DELISTED
Diebold Nixdorf Incorporated
DBD
$249K ﹤0.01%
8,296
+23
+0.3% +$781
CPGX
1432
DELISTED
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
$249K ﹤0.01%
12,441
+851
+7% +$16.9K
BCS icon
1433
Barclays
BCS
$94.6B
$248K ﹤0.01%
20,522
+1,037
+5% +$13.8K
BRW
1434
Saba Capital Income & Opportunities Fund
BRW
$335M
$248K ﹤0.01%
24,458
+1,362
+6% +$13.7K
EAD
1435
Allspring Income Opportunities Fund
EAD
$377M
$248K ﹤0.01%
33,332
+4,617
+16% +$35K
FCG icon
1436
First Trust Natural Gas ETF
FCG
$639M
$248K ﹤0.01%
11,095
+3,098
+39% +$88.9K
CHI
1437
Calamos Convertible Opportunities and Income Fund
CHI
$1.08B
$247K ﹤0.01%
24,916
+15,091
+154% +$153K
ERIC icon
1438
Ericsson
ERIC
$33.6B
$247K ﹤0.01%
25,739
+833
+3% +$8.11K
RPT
1439
Rithm Property Trust
RPT
$101M
$246K ﹤0.01%
3,507
+2,815
+407% +$205K
JCP
1440
DELISTED
J.C. Penney Company, Inc.
JCP
$246K ﹤0.01%
36,871
+884
+2% +$7.38K
VR
1441
DELISTED
Validus Hold Ltd
VR
$246K ﹤0.01%
5,328
+186
+4% +$8.46K
CACI icon
1442
CACI
CACI
$14.8B
$245K ﹤0.01%
2,645
+838
+46% +$77.7K
EFZ icon
1443
ProShares Trust Short MSCI EAFE
EFZ
$9.96M
$245K ﹤0.01%
3,689
+1,754
+91% +$116K
MJN
1444
DELISTED
Mead Johnson Nutrition Company
MJN
$245K ﹤0.01%
3,112
-459
-13% -$36.2K
CHW
1445
Calamos Global Dynamic Income Fund
CHW
$555M
$244K ﹤0.01%
34,155
+14,088
+70% +$104K
DTRE icon
1446
First Trust Alerian Disruptive Technology Real Estate ETF
DTRE
$14.7M
$244K ﹤0.01%
5,709
-58
-1% -$2.46K
SITC icon
1447
SITE Centers
SITC
$158M
$244K ﹤0.01%
11,273
+117
+1% +$2.51K
BKCC
1448
DELISTED
BlackRock Capital Investment Corporation
BKCC
$244K ﹤0.01%
25,957
+531
+2% +$5.02K
BEN icon
1449
Franklin Resources
BEN
$17.2B
$243K ﹤0.01%
6,611
+890
+16% +$34.8K
CMP icon
1450
Compass Minerals
CMP
$1.1B
$243K ﹤0.01%
3,229
+1,171
+57% +$95.5K
56 57
58
59 60

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Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.