We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+5.57%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$12B
AUM Growth
+$1.22B
Cap. Flow
+$501M
Cap. Flow %
4.19%
Top 10 Hldgs %
14.03%
Holding
5,659
New
398
Increased
2,164
Reduced
2,101
Closed
385

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$86.6M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$67.7M
3
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$34M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$33.5M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$30.8M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$58.2M
2
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$41.2M
3
SCZ icon
iShares MSCI EAFE Small-Cap ETF
SCZ
+$37.9M
4
TLTE icon
FlexShares Morningstar Emerging Markets Factor Tilt Index Fund
TLTE
+$30.3M
5
ULQ
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 7.18%
2 Financials 5.73%
3 Industrials 4.41%
4 Healthcare 3.94%
5 Consumer Discretionary 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NTG
1401
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$666K 0.01%
4,131
+43
+1% +$6.96K
DEEF icon
1402
Xtrackers FTSE Developed ex US Multifactor ETF
DEEF
$56.6M
$664K 0.01%
23,247
+1,268
+6% +$36.5K
AVK
1403
Advent Convertible and Income Fund
AVK
$577M
$661K 0.01%
43,368
+31,886
+278% +$485K
NSLR
1404
Neostellar Capital Corp
NSLR
$283M
$660K 0.01%
113,678
+24,229
+27% +$143K
FM
1405
DELISTED
iShares Frontier and Select EM ETF
FM
$660K 0.01%
23,212
-17,749
-43% -$510K
RSPN icon
1406
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$659K 0.01%
26,135
-48,865
-65% -$1.2M
SPTI icon
1407
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$657K 0.01%
22,586
-3,234
-13% -$94.5K
CC icon
1408
Chemours
CC
$2.3B
$654K 0.01%
16,610
-3,371
-17% -$147K
LGLV icon
1409
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$654K 0.01%
6,736
-1,403
-17% -$134K
BCE icon
1410
BCE
BCE
$21.7B
$653K 0.01%
16,075
-2,888
-15% -$119K
NWN icon
1411
Northwest Natural Holdings
NWN
$2.14B
$652K 0.01%
9,736
+3,402
+54% +$222K
MTN icon
1412
Vail Resorts
MTN
$5.18B
$651K 0.01%
2,389
-110
-4% -$31.7K
COWZ icon
1413
Pacer US Cash Cows 100 ETF
COWZ
$19.8B
$650K 0.01%
21,061
+16,382
+350% +$503K
RVT icon
1414
Royce Value Trust
RVT
$2.32B
$649K 0.01%
39,700
-6,611
-14% -$107K
SLRC icon
1415
SLR Investment Corp
SLRC
$711M
$649K 0.01%
30,356
+24,538
+422% +$525K
GER
1416
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$649K 0.01%
11,163
-1,294
-10% -$76.4K
LFT
1417
Lument Finance Trust
LFT
$36.4M
$648K 0.01%
+172,857
New +$606K
TKR icon
1418
Timken Company
TKR
$9.1B
$648K 0.01%
12,981
+57
+0.4% +$2.69K
PE
1419
DELISTED
PARSLEY ENERGY INC
PE
$648K 0.01%
22,170
-1,624
-7% -$48.2K
EPRF icon
1420
Innovator S&P Investment Grade Preferred ETF
EPRF
$68.6M
$647K 0.01%
28,160
+1,073
+4% +$25.2K
CCJ icon
1421
Cameco
CCJ
$42.6B
$645K 0.01%
56,562
-11,530
-17% -$121K
NRO
1422
Neuberger Real Estate Securities Income Fund Inc
NRO
$189M
$645K 0.01%
137,062
+38,442
+39% +$189K
VGIT icon
1423
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.5B
$645K 0.01%
10,376
+1,692
+19% +$106K
FANG icon
1424
Diamondback Energy
FANG
$55.9B
$643K 0.01%
4,735
+2,130
+82% +$272K
GQRE icon
1425
FlexShares Global Quality Real Estate Index Fund
GQRE
$423M
$642K 0.01%
10,460
-787
-7% -$49.1K
55 56
57
58 59

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Ladenburg Thalmann Financial Services held 5,659 positions worth $12B, up 11% from $10.7B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $501M of net new capital in Q3 2018, opening 398 new positions and adding to 2,164 existing holdings. Its largest new stake was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, up from 6.2% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $58.2M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2018 buy was Invesco Ultra Short Duration ETF: 480,696 shares worth $24.1M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q3 2018, an estimated $86.6M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2018 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $58.2M.
  • Ladenburg Thalmann Financial Services fully exited CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q3 2018, selling an estimated $28.5M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $12B portfolio in Q3 2018.
  • Ladenburg Thalmann Financial Services opened 398 new positions and closed 385 in Q3 2018.
  • Ladenburg Thalmann Financial Services's portfolio value rose 11% quarter-over-quarter to $12B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2018, filed 14 Nov 2018.