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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.74%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.21B
AUM Growth
+$693M
Cap. Flow
+$641M
Cap. Flow %
12.29%
Top 10 Hldgs %
13.39%
Holding
4,867
New
364
Increased
2,293
Reduced
1,153
Closed
145

Top Buys

Rank Stock Value
1
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$41.1M
2
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$36.7M
3
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$35.2M
4
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$34.5M
5
AAPL icon
Apple
AAPL
+$28.6M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$45.5M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$41.4M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$37.8M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$36.7M
5
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$36.6M

Sector Composition

Rank Sector Weight
1 Financials 5.65%
2 Technology 5.62%
3 Industrials 5.35%
4 Healthcare 4.99%
5 Consumer Staples 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNP icon
1401
CenterPoint Energy
CNP
$26.7B
$258K ﹤0.01%
12,606
-4,621
-27% -$101K
FXU icon
1402
First Trust Utilities AlphaDEX Fund
FXU
$831M
$258K ﹤0.01%
10,915
+1,942
+22% +$47.7K
GBCI icon
1403
Glacier Bancorp
GBCI
$6.48B
$258K ﹤0.01%
10,263
+2,672
+35% +$66.2K
CDK
1404
DELISTED
CDK Global, Inc.
CDK
$258K ﹤0.01%
5,512
+1,080
+24% +$49.2K
AKS
1405
DELISTED
AK Steel Holding Corp
AKS
$258K ﹤0.01%
57,713
+8,228
+17% +$35.8K
IPD
1406
DELISTED
SPDR S&P International Consumer Discretionary Sector
IPD
$258K ﹤0.01%
6,435
-258
-4% -$10K
IXG icon
1407
iShares Global Financials ETF
IXG
$702M
$257K ﹤0.01%
4,497
-15,093
-77% -$844K
JLL icon
1408
Jones Lang LaSalle
JLL
$17B
$257K ﹤0.01%
1,511
+569
+60% +$89.8K
GDV icon
1409
Gabelli Dividend & Income Trust
GDV
$2.7B
$256K ﹤0.01%
12,048
+1,310
+12% +$27.8K
INTU icon
1410
Intuit
INTU
$98B
$256K ﹤0.01%
2,640
-3,067
-54% -$285K
BWLD
1411
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$256K ﹤0.01%
1,419
-89
-6% -$16.5K
BWA icon
1412
BorgWarner
BWA
$13.8B
$254K ﹤0.01%
4,759
+3,032
+176% +$154K
RCI icon
1413
Rogers Communications
RCI
$19.7B
$254K ﹤0.01%
7,559
-6,629
-47% -$239K
RCAP
1414
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$254K ﹤0.01%
23,901
+1,500
+7% +$16K
PKT
1415
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
$254K ﹤0.01%
27,000
– –
XRX icon
1416
Xerox
XRX
$412M
$253K ﹤0.01%
7,451
+444
+6% +$15.7K
XTN icon
1417
State Street SPDR S&P Transportation ETF
XTN
$398M
$253K ﹤0.01%
4,744
+2,260
+91% +$120K
TDIV icon
1418
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.47B
$252K ﹤0.01%
9,349
+4,334
+86% +$119K
PSQ icon
1419
ProShares Short QQQ
PSQ
$635M
$251K ﹤0.01%
890
+76
+9% +$22.1K
AON icon
1420
Aon
AON
$75.7B
$250K ﹤0.01%
2,588
+865
+50% +$83.7K
FNWB icon
1421
First Northwest Bancorp
FNWB
$108M
$250K ﹤0.01%
+20,000
New +$249K
SPHB icon
1422
Invesco S&P 500 High Beta ETF
SPHB
$956M
$250K ﹤0.01%
7,310
+948
+15% +$32.2K
TGP
1423
DELISTED
Teekay LNG Partners L.P.
TGP
$250K ﹤0.01%
6,693
+2,178
+48% +$82.5K
VVC
1424
DELISTED
Vectren Corporation
VVC
$250K ﹤0.01%
5,674
-2,081
-27% -$95.2K
DOG
1425
ProShares Short Dow30
DOG
$87.2M
$249K ﹤0.01%
2,705
+1,487
+122% +$138K
55 56
57
58 59

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2015 Portfolio in Review

As of Q1 2015, Ladenburg Thalmann Financial Services held 4,867 positions worth $5.21B, up 15% from $4.52B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $641M of net new capital in Q1 2015, opening 364 new positions and adding to 2,293 existing holdings. Its largest new stake was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 129,201 shares worth $13.1M.

By sector, the portfolio is most concentrated in Financials at 5.6% of assets, up from 5.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $45.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2015 buy was PIMCO Enhanced Low Duration Active Exchange-Traded Fund: 129,201 shares worth $13.1M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Growth ETF in Q1 2015, an estimated $41.1M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $45.5M.
  • Ladenburg Thalmann Financial Services fully exited Vanguard Emerging Markets Government Bond ETF in Q1 2015, selling an estimated $2.88M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $5.21B portfolio in Q1 2015.
  • Ladenburg Thalmann Financial Services opened 364 new positions and closed 145 in Q1 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 15% quarter-over-quarter to $5.21B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2015, filed 15 May 2015.