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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTGC icon
1376
First Trust Global Tactical Commodity Strategy Fund
FTGC
$3.07B
$826K 0.01%
45,465
+14,343
+46% +$262K
JRO
1377
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$826K 0.01%
86,553
+644
+0.7% +$6.19K
IFN
1378
Aberdeen India Fund
IFN
$505M
$825K 0.01%
40,170
+7,455
+23% +$152K
RL icon
1379
Ralph Lauren
RL
$23.1B
$823K 0.01%
8,630
-689
-7% -$68.1K
NUBD icon
1380
Nuveen ESG US Aggregate Bond ETF
NUBD
$466M
$818K 0.01%
31,838
+12,170
+62% +$312K
PSL icon
1381
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$84.1M
$818K 0.01%
11,350
+3,154
+38% +$233K
FLQL icon
1382
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.12B
$817K 0.01%
24,755
+3,591
+17% +$117K
OGE icon
1383
OGE Energy
OGE
$9.71B
$817K 0.01%
18,016
+298
+2% +$12.9K
SPHB icon
1384
Invesco S&P 500 High Beta ETF
SPHB
$956M
$817K 0.01%
19,761
+12,041
+156% +$504K
HUBB icon
1385
Hubbell
HUBB
$26.8B
$816K 0.01%
6,213
+6
+0.1% +$774
MGA icon
1386
Magna International
MGA
$18.7B
$816K 0.01%
15,325
+367
+2% +$18.3K
FDD icon
1387
First Trust STOXX European Select Dividend Income Fund
FDD
$909M
$815K 0.01%
63,990
-4,215
-6% -$52.4K
FRI icon
1388
First Trust S&P REIT Index Fund
FRI
$204M
$815K 0.01%
30,633
+108
+0.4% +$2.79K
NQP
1389
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
$811K 0.01%
57,888
-475
-0.8% -$6.65K
PUI icon
1390
Invesco Dorsey Wright Utilities Momentum ETF
PUI
$55.1M
$810K 0.01%
23,148
-1,749
-7% -$58.7K
GWX icon
1391
State Street SPDR S&P International Small Cap ETF
GWX
$928M
$808K 0.01%
27,494
+1,990
+8% +$58.2K
MFA
1392
MFA Financial
MFA
$931M
$808K 0.01%
27,699
+209
+0.8% +$6.09K
SCI icon
1393
Service Corp International
SCI
$11.3B
$807K 0.01%
16,898
+2,145
+15% +$101K
CSW
1394
CSW Industrials
CSW
$5.59B
$806K 0.01%
11,677
+1
+0% +$69
WST icon
1395
West Pharmaceutical
WST
$24.4B
$806K 0.01%
5,694
+1,665
+41% +$229K
ALE
1396
DELISTED
Allete
ALE
$804K 0.01%
9,198
-1,253
-12% -$108K
GRC icon
1397
Gorman-Rupp
GRC
$2.11B
$804K 0.01%
23,111
+1,029
+5% +$32.7K
IYE icon
1398
iShares US Energy ETF
IYE
$1.8B
$797K 0.01%
25,132
-11,570
-32% -$376K
PJP icon
1399
Invesco Pharmaceuticals ETF
PJP
$497M
$795K 0.01%
14,028
-554
-4% -$31.9K
VONV icon
1400
Vanguard Russell 1000 Value ETF
VONV
$22B
$794K 0.01%
14,132
-1,294
-8% -$72K
54 55
56
57 58

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.