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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.32%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$6.26B
AUM Growth
+$578M
Cap. Flow
+$414M
Cap. Flow %
6.61%
Top 10 Hldgs %
13.79%
Holding
5,111
New
226
Increased
2,179
Reduced
1,427
Closed
197

Top Buys

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$55.8M
2
HDV
iShares Core High Dividend ETF
HDV
+$26.1M
3
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$19.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$17.5M
5
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$15.6M

Top Sells

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$23.5M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$14.8M
3
IVE icon
iShares S&P 500 Value ETF
IVE
+$11.5M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$10.8M
5
CSM icon
ProShares Large Cap Core Plus
CSM
+$10.3M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.63%
2 Financials 5.21%
3 Industrials 4.96%
4 Technology 4.7%
5 Healthcare 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXDT
1376
NexPoint Diversified Real Estate Trust
NXDT
$245M
$319K 0.01%
14,965
+3,234
+28% +$65.1K
NMFC icon
1377
New Mountain Finance
NMFC
$726M
$317K 0.01%
24,489
+4,735
+24% +$59K
SPE
1378
Special Opportunities Fund
SPE
$143M
$317K 0.01%
24,104
-732
-3% -$9.42K
VONE icon
1379
Vanguard Russell 1000 ETF
VONE
$8.69B
$317K 0.01%
3,299
+15
+0.5% +$1.43K
IQI icon
1380
Invesco Quality Municipal Securities
IQI
$531M
$316K 0.01%
22,807
– –
SLRC icon
1381
SLR Investment Corp
SLRC
$702M
$316K 0.01%
16,583
+263
+2% +$4.78K
YORW icon
1382
York Water
YORW
$527M
$315K 0.01%
9,825
+175
+2% +$5.18K
AFG icon
1383
American Financial Group
AFG
$12B
$313K 0.01%
4,236
+230
+6% +$16.3K
IEIS
1384
DELISTED
ISHARES ENHANCED INTERNATIONAL SMALL-CAP ETF
IEIS
$313K 0.01%
13,461
+121
+0.9% +$2.87K
FOF icon
1385
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
$312K 0.01%
26,990
-5,599
-17% -$63.2K
TSS
1386
DELISTED
Total System Services, Inc.
TSS
$312K 0.01%
5,874
-642
-10% -$33.3K
KED
1387
DELISTED
Kayne Anderson Energy
KED
$312K 0.01%
16,106
-2,556
-14% -$46.3K
RBS.PRH.CL
1388
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$312K 0.01%
12,250
-280
-2% -$7.17K
DVA icon
1389
DaVita
DVA
$11.7B
$311K 0.01%
4,029
+529
+15% +$40K
FFWM
1390
DELISTED
First Foundation Inc
FFWM
$311K 0.01%
28,914
+3,098
+12% +$34.3K
JPC icon
1391
Nuveen Preferred & Income Opportunities Fund
JPC
$2.92B
$309K ﹤0.01%
30,851
-311
-1% -$3.08K
STE icon
1392
Steris
STE
$23.4B
$309K ﹤0.01%
4,493
+46
+1% +$3.22K
EDV icon
1393
Vanguard World Funds Extended Duration ETF
EDV
$3.48B
$307K ﹤0.01%
2,230
+268
+14% +$34.6K
OXLC
1394
Oxford Lane Capital
OXLC
$908M
$307K ﹤0.01%
7,404
– –
AVNS
1395
DELISTED
Avanos Medical
AVNS
$306K ﹤0.01%
9,416
+2,203
+31% +$67.5K
EOD
1396
Allspring Global Dividend Opportunity Fund
EOD
$288M
$306K ﹤0.01%
51,207
+7,392
+17% +$44.2K
TCPC icon
1397
BlackRock TCP Capital
TCPC
$326M
$306K ﹤0.01%
20,023
+2,301
+13% +$33.9K
REET icon
1398
iShares Global REIT ETF
REET
$5.03B
$305K ﹤0.01%
11,097
-96
-0.9% -$2.56K
AXS icon
1399
AXIS Capital
AXS
$7.39B
$304K ﹤0.01%
5,535
+1,568
+40% +$85.1K
HW
1400
DELISTED
Headwaters Inc
HW
$304K ﹤0.01%
16,960
+58
+0.3% +$1.09K
54 55
56
57 58

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AG
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EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q2 2016 Portfolio in Review

As of Q2 2016, Ladenburg Thalmann Financial Services held 5,111 positions worth $6.26B, up 10% from $5.68B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $414M of net new capital in Q2 2016, opening 226 new positions and adding to 2,179 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.6% of assets, up from 5.5% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares Core Dividend Growth ETF, an estimated $23.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q2 2016 buy was Invesco S&P MidCap Low Volatility ETF: 131,116 shares worth $5.13M.
  • Ladenburg Thalmann Financial Services added most to iShares Russell Mid-Cap Value ETF in Q2 2016, an estimated $55.8M increase.
  • Ladenburg Thalmann Financial Services's biggest Q2 2016 reduction was iShares Core Dividend Growth ETF, cutting an estimated $23.5M.
  • Ladenburg Thalmann Financial Services fully exited BAXALTA INC COM STK (DE) in Q2 2016, selling an estimated $912K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $6.26B portfolio in Q2 2016.
  • Ladenburg Thalmann Financial Services opened 226 new positions and closed 197 in Q2 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $6.26B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2016, filed 15 Aug 2016.