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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHR
1351
Braemar Hotels & Resorts
BHR
$139M
$856K 0.01%
92,086
-36
-0% -$327
DHC
1352
Diversified Healthcare Trust
DHC
$2.03B
$854K 0.01%
92,327
-11,270
-11% -$97.2K
CSGP icon
1353
CoStar Group
CSGP
$13.4B
$853K 0.01%
14,420
-1,040
-7% -$62.3K
XSD icon
1354
State Street SPDR S&P Semiconductor ETF
XSD
$2.88B
$853K 0.01%
9,491
+4,434
+88% +$398K
CMF icon
1355
iShares California Muni Bond ETF
CMF
$4.63B
$848K 0.01%
13,834
+2,230
+19% +$137K
LKQ icon
1356
LKQ Corp
LKQ
$6.38B
$846K 0.01%
26,929
-3,353
-11% -$91.7K
BCS icon
1357
Barclays
BCS
$94.6B
$845K 0.01%
115,132
+13,512
+13% +$97.7K
HYI
1358
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$845K 0.01%
55,739
-1,801
-3% -$27.4K
UFOX
1359
Defiance Space and Connective Tech ETF
UFOX
$922M
$845K 0.01%
34,508
+12,777
+59% +$311K
RITM icon
1360
Rithm Capital
RITM
$5.79B
$843K 0.01%
53,863
+9,213
+21% +$138K
QUS icon
1361
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.59B
$842K 0.01%
9,482
+5,126
+118% +$449K
CHW
1362
Calamos Global Dynamic Income Fund
CHW
$555M
$840K 0.01%
107,451
-483
-0.4% -$3.84K
SPYX icon
1363
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.89B
$837K 0.01%
34,587
+12,048
+53% +$290K
NIE
1364
Virtus Equity & Convertible Income Fund
NIE
$741M
$836K 0.01%
38,749
+364
+0.9% +$7.93K
VWOB icon
1365
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.25B
$836K 0.01%
10,359
-4,178
-29% -$337K
VMW
1366
DELISTED
VMware, Inc
VMW
$834K 0.01%
5,560
-1,512
-21% -$238K
ALB icon
1367
Albemarle
ALB
$15.4B
$832K 0.01%
11,966
+786
+7% +$53.5K
CXO
1368
DELISTED
CONCHO RESOURCES INC.
CXO
$832K 0.01%
12,260
+1,406
+13% +$114K
LEO
1369
BNY Mellon Strategic Municipals
LEO
$389M
$831K 0.01%
96,838
+9,638
+11% +$81.7K
ACAD icon
1370
Acadia Pharmaceuticals
ACAD
$4.89B
$829K 0.01%
23,018
+10,460
+83% +$317K
SNDS
1371
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$829K 0.01%
46,581
+2,692
+6% +$47.9K
BTT icon
1372
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$827K 0.01%
34,950
+11,505
+49% +$272K
ETY icon
1373
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.36B
$827K 0.01%
69,555
+16,277
+31% +$194K
IBD icon
1374
Inspire Corporate Bond ETF
IBD
$490M
$827K 0.01%
32,231
+2,037
+7% +$52.4K
MEAR icon
1375
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.37B
$827K 0.01%
16,478
+9,780
+146% +$491K
53 54
55
56 57

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.