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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+3.28%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$4.52B
AUM Growth
+$850M
Cap. Flow
+$765M
Cap. Flow %
16.93%
Top 10 Hldgs %
14%
Holding
4,636
New
555
Increased
2,421
Reduced
842
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$60.7M
2
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$40.4M
3
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$35.6M
4
AAPL icon
Apple
AAPL
+$29.4M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$27.9M

Top Sells

Rank Stock Value
1
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$49.9M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$49.5M
3
OEF icon
iShares S&P 100 ETF
OEF
+$39.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$26.2M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M

Sector Composition

Rank Sector Weight
1 Financials 5.33%
2 Technology 5.3%
3 Industrials 5.11%
4 Consumer Staples 4.67%
5 Healthcare 4.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICE icon
1351
Intercontinental Exchange
ICE
$84.8B
$223K ﹤0.01%
4,995
-1,595
-24% -$68.3K
RVTY icon
1352
Revvity
RVTY
$12.9B
$222K ﹤0.01%
5,071
-766
-13% -$33K
JUNO
1353
DELISTED
Juno Therapeutics, Inc.
JUNO
$222K ﹤0.01%
+4,250
New +$190K
BLW icon
1354
BlackRock Limited Duration Income Trust
BLW
$495M
$221K ﹤0.01%
14,059
+5,555
+65% +$88.6K
EL icon
1355
Estee Lauder
EL
$32B
$221K ﹤0.01%
2,870
+1,343
+88% +$99.2K
RGLD icon
1356
Royal Gold
RGLD
$19.9B
$221K ﹤0.01%
3,530
+1,274
+56% +$83.6K
GPOR
1357
DELISTED
Gulfport Energy Corp.
GPOR
$221K ﹤0.01%
5,294
+3,152
+147% +$148K
SPLK
1358
DELISTED
Splunk Inc
SPLK
$220K ﹤0.01%
3,714
+3,207
+633% +$197K
DVYA icon
1359
iShares Asia/Pacific Dividend ETF
DVYA
$71.8M
$219K ﹤0.01%
4,411
+4,075
+1,213% +$210K
MCY icon
1360
Mercury Insurance
MCY
$5.91B
$219K ﹤0.01%
3,865
+1,291
+50% +$69.1K
WES
1361
DELISTED
Western Gas Partners Lp
WES
$219K ﹤0.01%
2,998
+377
+14% +$26.6K
WPRT
1362
Westport Fuel Systems
WPRT
$34.8M
$218K ﹤0.01%
5,831
+3,608
+162% +$190K
PLD icon
1363
Prologis
PLD
$133B
$217K ﹤0.01%
5,044
+749
+17% +$30.7K
SPHB icon
1364
Invesco S&P 500 High Beta ETF
SPHB
$945M
$217K ﹤0.01%
6,362
-495,344
-99% -$16.6M
FAD icon
1365
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$598M
$216K ﹤0.01%
4,417
+6
+0.1% +$281
UNG icon
1366
United States Natural Gas Fund
UNG
$501M
$216K ﹤0.01%
916
+404
+79% +$130K
USRT icon
1367
iShares Core US REIT ETF
USRT
$4.58B
$216K ﹤0.01%
4,575
+287
+7% +$13.1K
PDCO
1368
DELISTED
Patterson Companies, Inc.
PDCO
$216K ﹤0.01%
4,429
+1,040
+31% +$46.8K
NZH
1369
DELISTED
Nuveen Calif Div
NZH
$216K ﹤0.01%
+15,933
New +$209K
MHFI
1370
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$216K ﹤0.01%
2,420
+1,807
+295% +$159K
PAAS icon
1371
Pan American Silver
PAAS
$22.2B
$215K ﹤0.01%
23,299
+12,031
+107% +$120K
SPEM icon
1372
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$215K ﹤0.01%
6,844
-7,726
-53% -$252K
AGCO icon
1373
AGCO
AGCO
$7.09B
$214K ﹤0.01%
4,717
-3,019
-39% -$134K
DDS icon
1374
Dillards
DDS
$9.96B
$214K ﹤0.01%
1,731
+1,181
+215% +$132K
HIO
1375
Western Asset High Income Opportunity Fund
HIO
$340M
$214K ﹤0.01%
39,898
-12,242
-23% -$68.4K
53 54
55
56 57

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Ladenburg Thalmann Financial Services held 4,636 positions worth $4.52B, up 23% from $3.67B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $765M of net new capital in Q4 2014, opening 555 new positions and adding to 2,421 existing holdings. Its largest new stake was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, up from 4.3% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR Bloomberg High Yield Bond ETF, an estimated $49.9M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2014 buy was iShares JPMorgan EM High Yield Bond ETF: 121,718 shares worth $5.75M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $60.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2014 reduction was State Street SPDR Bloomberg High Yield Bond ETF, cutting an estimated $49.9M.
  • Ladenburg Thalmann Financial Services fully exited KINDER MORGAN ENER PNTRS L.P. in Q4 2014, selling an estimated $11M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $4.52B portfolio in Q4 2014.
  • Ladenburg Thalmann Financial Services opened 555 new positions and closed 135 in Q4 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 23% quarter-over-quarter to $4.52B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2014, filed 13 Feb 2015.