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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOO icon
1326
VanEck Agribusiness ETF
MOO
$978M
$493K 0.01%
9,228
+1,346
+17% +$72K
UMPQ
1327
DELISTED
Umpqua Holdings Corp
UMPQ
$493K 0.01%
27,801
-202
-0.7% -$3.71K
RGR icon
1328
Sturm, Ruger & Co
RGR
$596M
$492K 0.01%
9,191
-5,218
-36% -$268K
DX
1329
Dynex Capital
DX
$3.21B
$491K 0.01%
23,123
-4,160
-15% -$85.1K
INC
1330
DELISTED
ISHARES U S ETF TRFXD INCOME BALANCED RISK ETF (DE)
INC
$491K 0.01%
4,927
+90
+2% +$8.97K
PICK icon
1331
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.32B
$490K 0.01%
17,443
+7,171
+70% +$206K
FXA icon
1332
Invesco CurrencyShares Australian Dollar Trust
FXA
$97.8M
$489K 0.01%
6,740
+1
+0% +$76
TSM icon
1333
TSMC
TSM
$2.19T
$488K 0.01%
14,969
-2,587
-15% -$80.8K
IIM icon
1334
Invesco Value Municipal Income Trust
IIM
$596M
$485K 0.01%
33,196
+2,962
+10% +$43.5K
SHPG
1335
DELISTED
Shire pic
SHPG
$485K 0.01%
2,780
-187
-6% -$32.7K
HEFA icon
1336
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.75B
$484K 0.01%
17,554
-1,704
-9% -$45.8K
CHTR icon
1337
Charter Communications
CHTR
$18.7B
$482K 0.01%
1,473
-4
-0.3% -$1.27K
HAIN icon
1338
Hain Celestial
HAIN
$50.4M
$480K 0.01%
12,915
+1,890
+17% +$71.1K
CMF icon
1339
iShares California Muni Bond ETF
CMF
$4.62B
$477K 0.01%
8,182
+3,748
+85% +$217K
IPGP icon
1340
IPG Photonics
IPGP
$3.66B
$476K 0.01%
3,948
-210
-5% -$23.8K
MFC icon
1341
Manulife Financial
MFC
$73.3B
$475K 0.01%
26,732
-4,819
-15% -$88.8K
WES
1342
DELISTED
Western Gas Partners Lp
WES
$475K 0.01%
7,851
-551
-7% -$34.1K
DSU icon
1343
BlackRock Debt Strategies Fund
DSU
$600M
$473K 0.01%
41,484
-2,282
-5% -$26.3K
BKCC
1344
DELISTED
BlackRock Capital Investment Corporation
BKCC
$472K 0.01%
62,694
-563
-0.9% -$4.22K
BCV
1345
Bancroft Fund
BCV
$140M
$471K 0.01%
22,397
+1,015
+5% +$21.5K
DFJ icon
1346
WisdomTree Japan SmallCap Dividend Fund
DFJ
$397M
$471K 0.01%
7,063
+1,086
+18% +$71.4K
RMT
1347
Royce Micro-Cap Trust
RMT
$768M
$471K 0.01%
56,141
-549
-1% -$4.56K
DXCM icon
1348
DexCom
DXCM
$33.5B
$470K 0.01%
22,180
-204
-0.9% -$3.98K
LDOS icon
1349
Leidos
LDOS
$17.7B
$470K 0.01%
9,204
+824
+10% +$42.4K
PXH icon
1350
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.96B
$469K 0.01%
23,630
-785
-3% -$15.5K
52 53
54
55 56

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.