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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.67B
AUM Growth
+$18.7M
Cap. Flow
+$70.4M
Cap. Flow %
1.92%
Top 10 Hldgs %
14.53%
Holding
4,235
New
204
Increased
1,520
Reduced
1,249
Closed
158

Top Buys

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$51.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$44.1M
3
FDIS icon
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
+$40.9M
4
FIDU icon
Fidelity MSCI Industrials Index ETF
FIDU
+$16.6M
5
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$15.9M

Top Sells

Rank Stock Value
1
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$47.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$25.8M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$23.8M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$22.5M
5
IYE icon
iShares US Energy ETF
IYE
+$19.8M

Sector Composition

Rank Sector Weight
1 Energy 4.52%
2 Technology 4.35%
3 Financials 4.34%
4 Industrials 4.06%
5 Healthcare 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PWY
1326
DELISTED
POWERSHARES DYNAMIC SMALL CAP VALUE PORTFOLIO
PWY
$163K ﹤0.01%
6,861
-8,536
-55% -$203K
NIE
1327
Virtus Equity & Convertible Income Fund
NIE
$741M
$162K ﹤0.01%
8,163
+1,453
+22% +$29.4K
NOK icon
1328
Nokia
NOK
$59B
$162K ﹤0.01%
19,098
-3,646
-16% -$29.3K
PLD icon
1329
Prologis
PLD
$134B
$162K ﹤0.01%
4,295
+319
+8% +$12.9K
VLY icon
1330
Valley National Bancorp
VLY
$8.3B
$162K ﹤0.01%
16,740
-57
-0.3% -$562
CGRN
1331
DELISTED
Capstone Green Energy Corporation Common Stock
CGRN
$161K ﹤0.01%
750
– –
FUN icon
1332
Cedar Fair
FUN
$1.71B
$160K ﹤0.01%
3,384
-50
-1% -$2.49K
VRSK icon
1333
Verisk Analytics
VRSK
$24.2B
$160K ﹤0.01%
2,632
+206
+8% +$12.9K
WDC icon
1334
Western Digital
WDC
$168B
$160K ﹤0.01%
2,166
-181
-8% -$13.6K
NS
1335
DELISTED
NuStar Energy L.P.
NS
$160K ﹤0.01%
2,427
-200
-8% -$13K
RCS
1336
PIMCO Strategic Income Fund
RCS
$249M
$159K ﹤0.01%
16,145
-262
-2% -$2.72K
ERF
1337
DELISTED
Enerplus Corporation
ERF
$159K ﹤0.01%
8,386
-212
-2% -$4.65K
JRO
1338
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$159K ﹤0.01%
13,964
-2,424
-15% -$29.2K
HLT icon
1339
Hilton Worldwide
HLT
$72.2B
$158K ﹤0.01%
2,137
-100
-4% -$7.43K
PHM icon
1340
Pultegroup
PHM
$24.9B
$158K ﹤0.01%
8,423
-860
-9% -$16.2K
GGP
1341
DELISTED
GGP Inc.
GGP
$158K ﹤0.01%
6,694
+156
+2% +$3.74K
SSE
1342
DELISTED
SEVENTY SEVEN ENERGY INC COM
SSE
$158K ﹤0.01%
+6,618
New +$158K
MGM icon
1343
MGM Resorts International
MGM
$11.1B
$157K ﹤0.01%
6,829
-4,950
-42% -$123K
WIP icon
1344
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$474M
$157K ﹤0.01%
2,673
-1,571
-37% -$96.4K
NEV
1345
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$157K ﹤0.01%
10,650
– –
CPL
1346
DELISTED
CPFL Energia S.A.
CPL
$157K ﹤0.01%
10,682
-8,624
-45% -$147K
DFE icon
1347
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$156K ﹤0.01%
2,961
-122
-4% -$6.91K
PSLV icon
1348
Sprott Physical Silver Trust
PSLV
$13.3B
$156K ﹤0.01%
22,725
+1,080
+5% +$8.57K
TFSL icon
1349
TFS Financial
TFSL
$4.93B
$156K ﹤0.01%
10,911
-2,633
-19% -$36.8K
UHS icon
1350
Universal Health Services
UHS
$10.1B
$156K ﹤0.01%
1,495
+730
+95% +$77.6K
52 53
54
55 56

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HAM
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CM
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TRAM
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CBU
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Ladenburg Thalmann Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Ladenburg Thalmann Financial Services held 4,235 positions worth $3.67B, up 0.51% from $3.65B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2014 filing shows 204 new, 1,520 increased, 1,249 reduced and 158 closed positions. Its largest new stake was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M. The largest sale was iShares Russell Mid-Cap Value ETF, an estimated $47.4M.

By sector, the portfolio is most concentrated in Energy at 4.5% of assets, down from 4.9% a quarter earlier, followed by Technology and Financials.

  • Ladenburg Thalmann Financial Services's largest Q3 2014 buy was Fidelity MSCI Consumer Discretionary Index ETF: 1,500,230 shares worth $40.4M.
  • Ladenburg Thalmann Financial Services added most to iShares S&P 500 Growth ETF in Q3 2014, an estimated $51.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2014 reduction was iShares Russell Mid-Cap Value ETF, cutting an estimated $47.4M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra Utilities in Q3 2014, selling an estimated $1.4M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $3.67B portfolio in Q3 2014.
  • Ladenburg Thalmann Financial Services opened 204 new positions and closed 158 in Q3 2014.
  • Ladenburg Thalmann Financial Services's portfolio value rose 0.51% quarter-over-quarter to $3.67B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2014, filed 14 Nov 2014.