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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+1.37%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$14.5B
AUM Growth
+$666M
Cap. Flow
+$788M
Cap. Flow %
5.43%
Top 10 Hldgs %
14.27%
Holding
5,699
New
210
Increased
2,378
Reduced
1,926
Closed
175

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$116M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$63.1M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$46.2M
5
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$44M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$94.6M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$60.4M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$34.2M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$30.5M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$21.4M

Sector Composition

Rank Sector Weight
1 Technology 6.97%
2 Financials 5.35%
3 Industrials 4%
4 Consumer Discretionary 3.71%
5 Healthcare 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOO icon
1301
VanEck Agribusiness ETF
MOO
$972M
$929K 0.01%
14,105
-466
-3% -$30.8K
COR icon
1302
Cencora
COR
$59.2B
$927K 0.01%
11,247
-3,686
-25% -$317K
FPEI icon
1303
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$926K 0.01%
47,229
+12,306
+35% +$241K
LW icon
1304
Lamb Weston
LW
$7.39B
$926K 0.01%
12,736
-635
-5% -$43.6K
NTR icon
1305
Nutrien
NTR
$32.2B
$924K 0.01%
18,518
-1,339
-7% -$68.3K
CSB icon
1306
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$269M
$923K 0.01%
20,763
+2,381
+13% +$104K
DVYE icon
1307
iShares Emerging Markets Dividend ETF
DVYE
$1.21B
$922K 0.01%
24,658
+601
+2% +$23.6K
FTI icon
1308
TechnipFMC
FTI
$30.1B
$917K 0.01%
51,044
+46,681
+1,070% +$871K
ATCO
1309
DELISTED
Atlas Corp.
ATCO
$914K 0.01%
86,020
-6,693
-7% -$69.8K
EQR icon
1310
Equity Residential
EQR
$24.7B
$911K 0.01%
10,553
+439
+4% +$35.9K
GNTX icon
1311
Gentex
GNTX
$4.99B
$911K 0.01%
33,222
+2,371
+8% +$62.7K
PSLV icon
1312
Sprott Physical Silver Trust
PSLV
$13.3B
$911K 0.01%
145,988
+15,290
+12% +$95.9K
BKCC
1313
DELISTED
BlackRock Capital Investment Corporation
BKCC
$911K 0.01%
181,877
+6,908
+4% +$38.1K
EXAS
1314
DELISTED
Exact Sciences
EXAS
$910K 0.01%
10,060
+1,958
+24% +$223K
HFRO
1315
Highland Opportunities and Income Fund
HFRO
$398M
$910K 0.01%
68,088
-6,497
-9% -$86.8K
ONEV icon
1316
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
$307M
$910K 0.01%
11,149
-8,637
-44% -$694K
BSCO
1317
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$910K 0.01%
42,436
+4,038
+11% +$86.2K
EFT
1318
Eaton Vance Floating-Rate Income Trust
EFT
$290M
$909K 0.01%
68,814
+4,331
+7% +$57.6K
SIRI icon
1319
SiriusXM
SIRI
$9.43B
$909K 0.01%
14,557
-1,683
-10% -$104K
ERIE icon
1320
Erie Indemnity
ERIE
$13.4B
$903K 0.01%
4,868
-606
-11% -$138K
CMU
1321
DELISTED
MFS High Yield Municipal Trust
CMU
$902K 0.01%
192,229
+19,035
+11% +$90.8K
AL
1322
DELISTED
Air Lease Corp
AL
$900K 0.01%
21,510
-673
-3% -$27.7K
ING icon
1323
ING
ING
$102B
$899K 0.01%
86,022
+27,336
+47% +$288K
CID
1324
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
$899K 0.01%
28,301
+11
+0% +$347
ETW
1325
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$891K 0.01%
92,203
+2,297
+3% +$22.1K
51 52
53
54 55

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Ladenburg Thalmann Financial Services held 5,699 positions worth $14.5B, up 4.8% from $13.8B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $788M of net new capital in Q3 2019, opening 210 new positions and adding to 2,378 existing holdings. Its largest new stake was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.

By sector, the portfolio is most concentrated in Technology at 7% of assets, down from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $94.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q3 2019 buy was Innovator US Equity Buffer ETF August: 37,795 shares worth $949K.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2019, an estimated $116M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $94.6M.
  • Ladenburg Thalmann Financial Services fully exited AmeriGas Partners, L.P. in Q3 2019, selling an estimated $1.62M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $14.5B portfolio in Q3 2019.
  • Ladenburg Thalmann Financial Services opened 210 new positions and closed 175 in Q3 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 4.8% quarter-over-quarter to $14.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2019, filed 14 Nov 2019.