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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQR icon
1301
Equity Residential
EQR
$24.7B
$462K 0.01%
7,182
-1,683
-19% -$103K
FDD icon
1302
First Trust STOXX European Select Dividend Income Fund
FDD
$909M
$462K 0.01%
38,946
+1,602
+4% +$18.6K
HTD
1303
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$904M
$462K 0.01%
20,051
+2,527
+14% +$57.4K
RMT
1304
Royce Micro-Cap Trust
RMT
$780M
$462K 0.01%
56,690
+884
+2% +$6.92K
CLGX
1305
DELISTED
Corelogic, Inc.
CLGX
$461K 0.01%
12,509
+10,899
+677% +$422K
CVG
1306
DELISTED
Convergys
CVG
$461K 0.01%
18,790
-2,013
-10% -$54.2K
YHOO
1307
DELISTED
Yahoo Inc
YHOO
$461K 0.01%
11,846
+497
+4% +$20.4K
GGN
1308
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$833M
$460K 0.01%
86,470
+23,298
+37% +$135K
IHF icon
1309
iShares US Healthcare Providers ETF
IHF
$1.26B
$459K 0.01%
18,225
-26,135
-59% -$644K
WTM icon
1310
White Mountains Insurance
WTM
$5.11B
$459K 0.01%
549
+50
+10% +$41.9K
Y
1311
DELISTED
Alleghany Corp
Y
$459K 0.01%
754
-73
-9% -$40.7K
DLTR icon
1312
Dollar Tree
DLTR
$24.9B
$458K 0.01%
5,908
-1,389
-19% -$112K
SGDM icon
1313
Sprott Gold Miners ETF
SGDM
$653M
$458K 0.01%
24,273
+9,063
+60% +$183K
CBOE icon
1314
Cboe Global Markets
CBOE
$30.6B
$457K 0.01%
6,183
+730
+13% +$50.2K
CBRL icon
1315
Cracker Barrel
CBRL
$1.31B
$455K 0.01%
2,789
-2,382
-46% -$360K
CSM icon
1316
ProShares Large Cap Core Plus
CSM
$537M
$455K 0.01%
16,442
+2,318
+16% +$62.3K
PBJ icon
1317
Invesco Food & Beverage ETF
PBJ
$109M
$455K 0.01%
13,600
-2,700
-17% -$88.4K
FLR icon
1318
Fluor
FLR
$7B
$454K 0.01%
8,642
-1,480
-15% -$76.9K
RIO icon
1319
Rio Tinto
RIO
$160B
$454K 0.01%
11,802
+1,704
+17% +$62.5K
MMT
1320
Aberdeen Multi-Market Income Fund
MMT
$244M
$452K 0.01%
74,648
-21,699
-23% -$129K
GCC icon
1321
WisdomTree Enhanced Commodity Strategy Fund
GCC
$280M
$451K 0.01%
23,330
+702
+3% +$13.7K
PPH icon
1322
VanEck Pharmaceutical ETF
PPH
$991M
$451K 0.01%
8,584
-574
-6% -$30.7K
BHK icon
1323
BlackRock Core Bond Trust
BHK
$661M
$447K 0.01%
34,338
+10,780
+46% +$143K
IAI icon
1324
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.39B
$447K 0.01%
9,034
+6,748
+295% +$309K
PEO
1325
Adams Natural Resources Fund
PEO
$772M
$447K 0.01%
23,016
-3,570
-13% -$68.2K
51 52
53
54 55

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.