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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAY
1301
DELISTED
Verifone Systems Inc
PAY
$132K ﹤0.01%
4,929
– –
ALE
1302
DELISTED
Allete
ALE
$131K ﹤0.01%
2,625
+407
+18% +$20.2K
BBVA icon
1303
Banco Bilbao Vizcaya Argentaria
BBVA
$157B
$131K ﹤0.01%
11,206
+7,885
+237% +$88K
BMO icon
1304
Bank of Montreal
BMO
$127B
$131K ﹤0.01%
1,964
+36
+2% +$2.45K
NVR icon
1305
NVR
NVR
$17.1B
$131K ﹤0.01%
128
+125
+4,167% +$119K
SPEU icon
1306
State Street SPDR Portfolio Europe ETF
SPEU
$742M
$131K ﹤0.01%
3,330
+3,328
+166,400% +$126K
BSCH
1307
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$131K ﹤0.01%
5,762
+4,997
+653% +$113K
BOBE
1308
DELISTED
Bob Evans Farms, Inc.
BOBE
$131K ﹤0.01%
2,595
-150
-5% -$8.21K
ALLE icon
1309
Allegion
ALLE
$14.3B
$130K ﹤0.01%
+2,945
New +$128K
GEN icon
1310
Gen Digital
GEN
$17.4B
$130K ﹤0.01%
5,523
+709
+15% +$16.6K
FAF icon
1311
First American
FAF
$7.32B
$129K ﹤0.01%
4,582
– –
ITA icon
1312
iShares US Aerospace & Defense ETF
ITA
$15B
$129K ﹤0.01%
2,444
+1,324
+118% +$65.3K
JBHT icon
1313
JB Hunt Transport Services
JBHT
$24.9B
$129K ﹤0.01%
1,664
+445
+37% +$33.2K
MCR
1314
DELISTED
MFS Charter Income Trust
MCR
$129K ﹤0.01%
14,319
+13,120
+1,094% +$118K
VIAV icon
1315
Viavi Solutions
VIAV
$9.47B
$129K ﹤0.01%
17,422
-59,891
-77% -$455K
EXK
1316
Endeavour Silver
EXK
$3.14B
$128K ﹤0.01%
35,206
– –
JFR icon
1317
Nuveen Floating Rate Income Fund
JFR
$1.26B
$128K ﹤0.01%
10,717
+4,000
+60% +$47.6K
QUAL icon
1318
iShares MSCI USA Quality Factor ETF
QUAL
$48B
$128K ﹤0.01%
+2,272
New +$122K
MLPI
1319
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$128K ﹤0.01%
3,236
+236
+8% +$9.14K
SEA
1320
DELISTED
Invesco Shipping ETF
SEA
$128K ﹤0.01%
5,933
+1,528
+35% +$30.6K
IPS
1321
DELISTED
SPDR S&P International Consumer Staples Sector
IPS
$128K ﹤0.01%
3,205
-117
-4% -$4.61K
AIV
1322
Aimco
AIV
$376M
$127K ﹤0.01%
36,708
+28,983
+375% +$104K
EFX icon
1323
Equifax
EFX
$21.4B
$127K ﹤0.01%
1,834
+74
+4% +$4.81K
ERC
1324
Allspring Multi-Sector Income Fund
ERC
$261M
$127K ﹤0.01%
9,064
+2,038
+29% +$28.8K
IMCB icon
1325
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
$127K ﹤0.01%
3,940
-524
-12% -$16.3K
51 52
53
54 55

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.