We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPFF
1276
DELISTED
iShares International Preferred Stock ETF
IPFF
$482K 0.01%
30,650
+1,434
+5% +$22.5K
XLNX
1277
DELISTED
Xilinx Inc
XLNX
$481K 0.01%
7,980
+3,423
+75% +$184K
S
1278
DELISTED
Sprint Corporation
S
$480K 0.01%
58,005
+37,463
+182% +$277K
BRW
1279
Saba Capital Income & Opportunities Fund
BRW
$335M
$479K 0.01%
43,173
+21,084
+95% +$226K
DOG
1280
ProShares Short Dow30
DOG
$87.2M
$479K 0.01%
6,288
+141
+2% +$11.3K
SPH icon
1281
Suburban Propane Partners
SPH
$1.17B
$479K 0.01%
15,930
-643
-4% -$19.7K
INC
1282
DELISTED
ISHARES U S ETF TRFXD INCOME BALANCED RISK ETF (DE)
INC
$479K 0.01%
4,837
+3,112
+180% +$308K
HACK icon
1283
Amplify Cybersecurity ETF
HACK
$3.08B
$477K 0.01%
18,045
+133
+0.7% +$3.59K
RCL icon
1284
Royal Caribbean
RCL
$82.9B
$477K 0.01%
5,853
-776
-12% -$61.1K
CIZ
1285
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$477K 0.01%
15,943
+1
+0% +$29
NFG icon
1286
National Fuel Gas
NFG
$7.75B
$476K 0.01%
8,432
+64
+0.8% +$3.5K
BGT icon
1287
BlackRock Floating Rate Income Trust
BGT
$329M
$470K 0.01%
33,376
+4,975
+18% +$68.1K
KBWB icon
1288
Invesco KBW Bank ETF
KBWB
$6.84B
$470K 0.01%
9,936
+1,451
+17% +$61.5K
OIA icon
1289
Invesco Municipal Income Opportunities Trust
OIA
$292M
$470K 0.01%
65,523
+38,961
+147% +$293K
BMO icon
1290
Bank of Montreal
BMO
$129B
$469K 0.01%
6,768
+20
+0.3% +$1.33K
NSLR
1291
Neostellar Capital Corp
NSLR
$283M
$469K 0.01%
111,002
+29,962
+37% +$122K
TNA icon
1292
Direxion Daily Small Cap Bull 3x ETF
TNA
$1.5B
$468K 0.01%
9,256
+1,136
+14% +$49.2K
AMN icon
1293
AMN Healthcare
AMN
$1.34B
$467K 0.01%
12,156
+1,517
+14% +$51.8K
BKH icon
1294
Black Hills Corp
BKH
$5.64B
$467K 0.01%
7,607
+3,894
+105% +$232K
ERIE icon
1295
Erie Indemnity
ERIE
$13.4B
$464K 0.01%
4,131
+512
+14% +$54.4K
TT icon
1296
Trane Technologies
TT
$105B
$464K 0.01%
6,346
+285
+5% +$20.6K
ETP
1297
DELISTED
Energy Transfer Partners, L.P.
ETP
$464K 0.01%
19,196
+896
+5% +$22.6K
APO icon
1298
Apollo Global Management
APO
$84.8B
$463K 0.01%
23,983
-669
-3% -$12.6K
AZO icon
1299
AutoZone
AZO
$49.6B
$463K 0.01%
585
+205
+54% +$158K
SPXX icon
1300
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$346M
$463K 0.01%
32,206
+17,475
+119% +$241K
50 51
52
53 54

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.