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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGU
1251
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$142K ﹤0.01%
6,426
– –
ADRE
1252
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$142K ﹤0.01%
3,805
-164
-4% -$6.18K
HQL
1253
abrdn Life Sciences Investors
HQL
$642M
$141K ﹤0.01%
6,917
+108
+2% +$2.1K
OTTR icon
1254
Otter Tail
OTTR
$3.96B
$141K ﹤0.01%
4,823
+980
+26% +$28.5K
TDC icon
1255
Teradata
TDC
$2.5B
$141K ﹤0.01%
3,109
+91
+3% +$4.13K
VAR
1256
DELISTED
Varian Medical Systems, Inc.
VAR
$141K ﹤0.01%
2,074
+449
+28% +$29.9K
LIFE
1257
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
$141K ﹤0.01%
1,853
-34
-2% -$2.56K
IGM icon
1258
iShares Expanded Tech Sector ETF
IGM
$10.7B
$140K ﹤0.01%
9,378
+1,986
+27% +$27.8K
LEG icon
1259
Leggett & Platt
LEG
$1.3B
$140K ﹤0.01%
4,547
+1,001
+28% +$29.8K
PIO icon
1260
Invesco Global Water ETF
PIO
$279M
$140K ﹤0.01%
6,058
-1,813
-23% -$39.6K
VRTX icon
1261
Vertex Pharmaceuticals
VRTX
$134B
$140K ﹤0.01%
1,875
-352
-16% -$24.5K
AAMC
1262
DELISTED
Altisource Asset Management Corp
AAMC
$140K ﹤0.01%
255
+85
+50% +$36.2K
IPN
1263
DELISTED
SPDR S&P International Industrial Sector
IPN
$140K ﹤0.01%
4,409
-162
-4% -$5.05K
HAIN icon
1264
Hain Celestial
HAIN
$48.8M
$139K ﹤0.01%
3,064
+458
+18% +$18.9K
IMO icon
1265
Imperial Oil
IMO
$62.7B
$139K ﹤0.01%
3,178
-92
-3% -$4K
PFN
1266
PIMCO Income Strategy Fund II
PFN
$707M
$139K ﹤0.01%
13,925
-380
-3% -$3.86K
TRIB
1267
Trinity Biotech
TRIB
$9.03M
$139K ﹤0.01%
37
+1
+3% +$3.6K
ERF
1268
DELISTED
Enerplus Corporation
ERF
$139K ﹤0.01%
7,676
-30
-0.4% -$524
BQH
1269
DELISTED
BlackRock New York Municipal Bond Trust
BQH
$139K ﹤0.01%
11,076
+9,547
+624% +$121K
PIV
1270
DELISTED
PWSHS S&P 500 HIGH QTY PORTF S&P HIGH QTY RKGS INDEX
PIV
$139K ﹤0.01%
6,826
– –
BBY icon
1271
Best Buy
BBY
$17.6B
$138K ﹤0.01%
3,475
-275
-7% -$11.3K
MCP
1272
DELISTED
MOLYCORP INC COM STK
MCP
$138K ﹤0.01%
24,544
+5,550
+29% +$29.3K
THI
1273
DELISTED
TIM HORTONS INC COM, CANADA
THI
$138K ﹤0.01%
2,361
+1
+0% +$59
ECON icon
1274
Columbia Emerging Markets Consumer ETF
ECON
$304M
$137K ﹤0.01%
5,082
-375
-7% -$10.1K
SABA
1275
Saba Capital Income & Opportunities Fund II
SABA
$222M
$137K ﹤0.01%
8,605
-2,354
-21% -$38.4K
49 50
51
52 53

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.