We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.05%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$5.41B
AUM Growth
+$561M
Cap. Flow
+$408M
Cap. Flow %
7.54%
Top 10 Hldgs %
14.8%
Holding
5,036
New
264
Increased
2,184
Reduced
1,438
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$62.5M
2
FTEC icon
Fidelity MSCI Information Technology Index ETF
FTEC
+$24.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$23.4M
4
SPTI icon
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
+$23.3M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$16.2M

Top Sells

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$14.4M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$14M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$13.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5M
5
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$8.07M

Sector Composition

Rank Sector Weight
1 Financials 5.77%
2 Consumer Staples 5.18%
3 Technology 5.18%
4 Industrials 5.13%
5 Healthcare 4.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRI icon
1226
Darden Restaurants
DRI
$25.4B
$347K 0.01%
5,441
+2,106
+63% +$122K
JAH
1227
DELISTED
JARDEN CORPORATION
JAH
$347K 0.01%
6,088
+311
+5% +$15.6K
SRLN icon
1228
State Street Blackstone Senior Loan ETF
SRLN
$5.38B
$346K 0.01%
7,490
+2,453
+49% +$115K
CHY
1229
Calamos Convertible and High Income Fund
CHY
$1.09B
$345K 0.01%
32,802
-920
-3% -$10.1K
DSI icon
1230
iShares MSCI KLD 400 Social ETF
DSI
$5.58B
$345K 0.01%
9,112
+2,414
+36% +$91.9K
ERC
1231
Allspring Multi-Sector Income Fund
ERC
$259M
$345K 0.01%
30,453
+3,419
+13% +$39.6K
LDOS icon
1232
Leidos
LDOS
$17.9B
$345K 0.01%
6,154
+2
+0% +$105
TPR icon
1233
Tapestry
TPR
$25.9B
$345K 0.01%
10,504
-3,968
-27% -$123K
BGT icon
1234
BlackRock Floating Rate Income Trust
BGT
$329M
$343K 0.01%
27,497
+1,323
+5% +$16.7K
HAIN icon
1235
Hain Celestial
HAIN
$53.9M
$343K 0.01%
8,504
-8,423
-50% -$382K
ISCV icon
1236
iShares Morningstar Small-Cap Value ETF
ISCV
$710M
$343K 0.01%
8,973
-513
-5% -$20.2K
KTF
1237
DWS Municipal Income Trust
KTF
$352M
$343K 0.01%
25,449
+1,366
+6% +$18.2K
ORAN
1238
DELISTED
Orange
ORAN
$343K 0.01%
20,425
-166
-0.8% -$2.79K
TYC
1239
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$343K 0.01%
10,253
+780
+8% +$28.5K
EQT icon
1240
EQT Corp
EQT
$33.8B
$342K 0.01%
12,008
-746
-6% -$25K
GAP
1241
The Gap Inc
GAP
$7.34B
$341K 0.01%
13,788
+9,268
+205% +$247K
HR
1242
DELISTED
Healthcare Realty Trust Incorporated
HR
$341K 0.01%
12,056
+482
+4% +$12.9K
NTRS icon
1243
Northern Trust
NTRS
$34.8B
$339K 0.01%
4,680
-2,897
-38% -$208K
XLNX
1244
DELISTED
Xilinx Inc
XLNX
$339K 0.01%
7,229
+1,538
+27% +$72.7K
ADI icon
1245
Analog Devices
ADI
$186B
$338K 0.01%
6,123
+170
+3% +$10K
FOF icon
1246
Cohen & Steers Closed End Opportunity Fund
FOF
$383M
$338K 0.01%
30,847
+26,383
+591% +$297K
OXLC
1247
Oxford Lane Capital
OXLC
$950M
$338K 0.01%
6,804
+3,284
+93% +$181K
NBL
1248
DELISTED
Noble Energy, Inc.
NBL
$336K 0.01%
10,212
-90
-0.9% -$3.15K
SKYY icon
1249
First Trust Cloud Computing ETF
SKYY
$3.38B
$335K 0.01%
11,162
+3,379
+43% +$102K
LGF
1250
DELISTED
Lions Gate Entertainment
LGF
$335K 0.01%
10,326
-1,158
-10% -$42.6K
48 49
50
51 52

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2015 Portfolio in Review

As of Q4 2015, Ladenburg Thalmann Financial Services held 5,036 positions worth $5.41B, up 12% from $4.85B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $408M of net new capital in Q4 2015, opening 264 new positions and adding to 2,184 existing holdings. Its largest new stake was Alphabet (Google) Class A: 357,940 shares worth $13.9M.

By sector, the portfolio is most concentrated in Financials at 5.8% of assets, up from 5.8% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was iShares 1-3 Year Treasury Bond ETF, an estimated $14.4M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2015 buy was Alphabet (Google) Class A: 357,940 shares worth $13.9M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2015, an estimated $62.5M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2015 reduction was iShares 1-3 Year Treasury Bond ETF, cutting an estimated $14.4M.
  • Ladenburg Thalmann Financial Services fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $2.23M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $5.41B portfolio in Q4 2015.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 181 in Q4 2015.
  • Ladenburg Thalmann Financial Services's portfolio value rose 12% quarter-over-quarter to $5.41B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2015, filed 16 Feb 2016.