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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.81%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$3.24B
AUM Growth
+$294M
Cap. Flow
+$124M
Cap. Flow %
3.84%
Top 10 Hldgs %
18.07%
Holding
4,077
New
197
Increased
1,450
Reduced
1,165
Closed
217

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$71.2M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$68.7M
3
SSO icon
ProShares Ultra S&P500
SSO
+$38.6M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$37.6M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$19.2M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$59.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$38.1M
4
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$32.9M
5
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$22.1M

Sector Composition

Rank Sector Weight
1 Energy 4.75%
2 Industrials 4.34%
3 Technology 4.01%
4 Consumer Staples 3.87%
5 Healthcare 3.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTU
1226
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$150K ﹤0.01%
514
-112
-18% -$31.6K
GGN
1227
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$836M
$149K ﹤0.01%
16,497
-810
-5% -$8.02K
HRI icon
1228
Herc Holdings
HRI
$5.72B
$149K ﹤0.01%
1,734
+650
+60% +$46.4K
OZK icon
1229
Bank OZK
OZK
$5.66B
$149K ﹤0.01%
5,250
-10
-0.2% -$259
EAD
1230
Allspring Income Opportunities Fund
EAD
$381M
$148K ﹤0.01%
16,076
+1,589
+11% +$14.4K
FAX
1231
abrdn Asia-Pacific Income Fund
FAX
$604M
$148K ﹤0.01%
4,291
-2,331
-35% -$85.4K
PAAS icon
1232
Pan American Silver
PAAS
$21.8B
$148K ﹤0.01%
12,653
+1,985
+19% +$21.2K
ARNA
1233
DELISTED
Arena Pharmaceuticals Inc
ARNA
$148K ﹤0.01%
2,530
+755
+43% +$39.5K
SIVB
1234
DELISTED
SVB Financial Group
SIVB
$148K ﹤0.01%
1,416
+175
+14% +$17.1K
NWBI icon
1235
Northwest Bancshares
NWBI
$2.29B
$147K ﹤0.01%
9,950
+4,350
+78% +$61.9K
FDS icon
1236
Factset
FDS
$10.1B
$146K ﹤0.01%
1,344
+234
+21% +$26K
HNW
1237
DELISTED
Pioneer Diversified High Income Fund
HNW
$146K ﹤0.01%
7,100
-531
-7% -$11.1K
NIE
1238
Virtus Equity & Convertible Income Fund
NIE
$733M
$146K ﹤0.01%
7,479
– –
PKB icon
1239
Invesco Building & Construction ETF
PKB
$398M
$146K ﹤0.01%
6,497
-1,483
-19% -$31.2K
IPD
1240
DELISTED
SPDR S&P International Consumer Discretionary Sector
IPD
$146K ﹤0.01%
3,674
-141
-4% -$5.51K
CX icon
1241
Cemex
CX
$16.1B
$145K ﹤0.01%
14,379
-295
-2% -$2.77K
IGA
1242
Voya Global Advantage and Premium Opportunity Fund
IGA
$158M
$145K ﹤0.01%
12,324
+43
+0.4% +$509
TGP
1243
DELISTED
Teekay LNG Partners L.P.
TGP
$145K ﹤0.01%
3,398
+1,197
+54% +$49.1K
EPB
1244
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$145K ﹤0.01%
4,037
+1,107
+38% +$43.5K
AB icon
1245
AllianceBernstein
AB
$3.46B
$144K ﹤0.01%
6,738
-2,029
-23% -$43.6K
GAB icon
1246
Gabelli Equity Trust
GAB
$1.8B
$144K ﹤0.01%
19,618
+274
+1% +$1.85K
FNFG
1247
DELISTED
FIRST NIAGARA FINANCIAL GROUP INC
FNFG
$144K ﹤0.01%
13,538
-499
-4% -$5.41K
GM.WS.A
1248
DELISTED
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$144K ﹤0.01%
4,621
+205
+5% +$5.78K
SWKS icon
1249
Skyworks Solutions
SWKS
$10.3B
$143K ﹤0.01%
5,038
+19
+0.4% +$498
SWY
1250
DELISTED
SAFEWAY INC
SWY
$143K ﹤0.01%
4,925
-22
-0.4% -$660
48 49
50
51 52

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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Ladenburg Thalmann Financial Services held 4,077 positions worth $3.24B, up 10% from $2.95B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Ladenburg Thalmann Financial Services deployed $124M of net new capital in Q4 2013, opening 197 new positions and adding to 1,450 existing holdings. Its largest new stake was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.

By sector, the portfolio is most concentrated in Energy at 4.8% of assets, up from 4.7% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $63M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2013 buy was COLUMBIA PROPERTY TRUST, INC.: 298,838 shares worth $7.47M.
  • Ladenburg Thalmann Financial Services added most to iShares Core S&P 500 ETF in Q4 2013, an estimated $71.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $63M.
  • Ladenburg Thalmann Financial Services fully exited ProShares Ultra 7-10 Year Treasury in Q4 2013, selling an estimated $22.1M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 18% of its $3.24B portfolio in Q4 2013.
  • Ladenburg Thalmann Financial Services opened 197 new positions and closed 217 in Q4 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 10% quarter-over-quarter to $3.24B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2013, filed 14 Feb 2014.