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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+6.87%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.89B
AUM Growth
+$698M
Cap. Flow
+$344M
Cap. Flow %
4.36%
Top 10 Hldgs %
14.51%
Holding
5,211
New
230
Increased
2,255
Reduced
1,593
Closed
199

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$48.7M
2
IVW icon
iShares S&P 500 Growth ETF
IVW
+$47.7M
3
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$33.1M
4
OEF icon
iShares S&P 100 ETF
OEF
+$28.3M
5
TOTL icon
State Street DoubleLine Total Return Tactical ETF
TOTL
+$25.7M

Top Sells

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$64.6M
2
IWN icon
iShares Russell 2000 Value ETF
IWN
+$57.5M
3
TTE icon
TotalEnergies
TTE
+$34.5M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$30.1M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$13.2M

Sector Composition

Rank Sector Weight
1 Financials 6.02%
2 Technology 5.82%
3 Industrials 5.1%
4 Consumer Staples 4.85%
5 Healthcare 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
101
Alerian MLP ETF
AMLP
$12.8B
$17.6M 0.22%
277,806
+8,277
+3% +$532K
IEF icon
102
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$17.6M 0.22%
166,899
-11,008
-6% -$1.16M
VCIT icon
103
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$17.4M 0.22%
201,793
-6,937
-3% -$596K
ABUS icon
104
Arbutus Biopharma
ABUS
$915M
$17.2M 0.22%
5,294,945
– –
BP icon
105
BP
BP
$107B
$17.1M 0.22%
567,821
+11,391
+2% +$346K
BAC icon
106
Bank of America
BAC
$442B
$16.9M 0.21%
717,082
-45,321
-6% -$1.08M
GLD icon
107
SPDR Gold Trust
GLD
$141B
$16.9M 0.21%
142,375
-5,218
-4% -$607K
IGSB icon
108
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$16.8M 0.21%
320,168
+6,672
+2% +$350K
COST icon
109
Costco
COST
$420B
$16.8M 0.21%
100,310
+3,698
+4% +$620K
SCHD icon
110
Schwab US Dividend Equity ETF
SCHD
$105B
$16.7M 0.21%
1,122,522
+190,482
+20% +$2.81M
STIP icon
111
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$16.7M 0.21%
164,340
+149,078
+977% +$15.1M
ULQ
112
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$16.4M 0.21%
325,893
-47,741
-13% -$2.4M
IMCB icon
113
iShares Morningstar Mid-Cap ETF
IMCB
$1.7B
$16.2M 0.21%
389,852
+30,312
+8% +$1.24M
SO icon
114
Southern Company
SO
$107B
$16.2M 0.21%
325,372
+19,175
+6% +$948K
KMB icon
115
Kimberly-Clark
KMB
$36.5B
$16M 0.2%
121,334
+2,582
+2% +$326K
USMV icon
116
iShares MSCI USA Min Vol Factor ETF
USMV
$24.2B
$15.6M 0.2%
326,776
-13,460
-4% -$630K
BIV icon
117
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$15.5M 0.2%
185,428
+31,545
+20% +$2.63M
EUSA icon
118
iShares MSCI USA Equal Weighted ETF
EUSA
$1.88B
$15.4M 0.19%
308,514
+287,099
+1,341% +$14.1M
BRK.A icon
119
Berkshire Hathaway Class A
BRK.A
$1.12T
$15.2M 0.19%
61
+21
+53% +$5.27M
ABBV icon
120
AbbVie
ABBV
$435B
$15.2M 0.19%
233,630
+30,632
+15% +$1.93M
O icon
121
Realty Income
O
$59.1B
$14.9M 0.19%
258,154
+23,869
+10% +$1.38M
AMGN icon
122
Amgen
AMGN
$222B
$14.8M 0.19%
90,518
+7,769
+9% +$1.29M
SHYG icon
123
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.62B
$14.6M 0.19%
305,828
+253,449
+484% +$12.1M
SPLV icon
124
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$14.4M 0.18%
331,031
+45,514
+16% +$1.94M
EFA icon
125
iShares MSCI EAFE ETF
EFA
$80.2B
$14.2M 0.18%
229,108
+17,819
+8% +$1.08M
3 4
5
6 7

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AG
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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q1 2017 Portfolio in Review

As of Q1 2017, Ladenburg Thalmann Financial Services held 5,211 positions worth $7.89B, up 9.7% from $7.19B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Ladenburg Thalmann Financial Services deployed $344M of net new capital in Q1 2017, opening 230 new positions and adding to 2,255 existing holdings. Its largest new stake was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, down from 6.1% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Invesco S&P 500 High Beta ETF, an estimated $64.6M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q1 2017 buy was Apptio, Inc. Class A Common Stock: 188,169 shares worth $2.21M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $48.7M increase.
  • Ladenburg Thalmann Financial Services's biggest Q1 2017 reduction was Invesco S&P 500 High Beta ETF, cutting an estimated $64.6M.
  • Ladenburg Thalmann Financial Services fully exited NorthStar Realty Finance Corp. in Q1 2017, selling an estimated $7.48M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 15% of its $7.89B portfolio in Q1 2017.
  • Ladenburg Thalmann Financial Services opened 230 new positions and closed 199 in Q1 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.7% quarter-over-quarter to $7.89B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q1 2017, filed 15 May 2017.