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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.59%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$2.95B
AUM Growth
+$147M
Cap. Flow
+$36.4M
Cap. Flow %
1.23%
Top 10 Hldgs %
18.66%
Holding
4,031
New
225
Increased
1,492
Reduced
1,087
Closed
151

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$68M
2
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$30.7M
3
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$29.2M
4
UST icon
ProShares Ultra 7-10 Year Treasury
UST
+$21.5M
5
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$15.8M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$50.1M
2
SSO icon
ProShares Ultra S&P500
SSO
+$33.5M
3
EMLC icon
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
+$27.6M
4
GLD icon
SPDR Gold Trust
GLD
+$21.4M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$20.5M

Sector Composition

Rank Sector Weight
1 Energy 4.74%
2 Industrials 4.14%
3 Technology 3.92%
4 Consumer Staples 3.86%
5 Healthcare 3.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CX icon
1201
Cemex
CX
$16.1B
$140K ﹤0.01%
14,674
+5,141
+54% +$50.5K
XME icon
1202
State Street SPDR S&P Metals & Mining ETF
XME
$4.56B
$140K ﹤0.01%
3,810
-1,894
-33% -$68.6K
NIE
1203
Virtus Equity & Convertible Income Fund
NIE
$733M
$139K ﹤0.01%
7,479
– –
NIO
1204
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$139K ﹤0.01%
10,686
+916
+9% +$11.9K
BB icon
1205
BlackBerry
BB
$5.26B
$138K ﹤0.01%
17,360
+1,484
+9% +$14.4K
SEMG
1206
DELISTED
SEMGROUP CORPORATION
SEMG
$138K ﹤0.01%
2,425
– –
DELL
1207
DELISTED
DELL INC
DELL
$138K ﹤0.01%
10,065
-2,089
-17% -$28.3K
BLV icon
1208
Vanguard Long-Term Bond ETF
BLV
$5.7B
$137K ﹤0.01%
1,650
-6,778
-80% -$562K
THI
1209
DELISTED
TIM HORTONS INC COM, CANADA
THI
$137K ﹤0.01%
2,360
-44
-2% -$2.5K
VT icon
1210
Vanguard Total World Stock ETF
VT
$81.1B
$136K ﹤0.01%
2,443
+1,004
+70% +$54.6K
EEB
1211
DELISTED
Invesco BRIC ETF
EEB
$136K ﹤0.01%
3,860
– –
EDIV icon
1212
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$135K ﹤0.01%
3,338
+98
+3% +$3.87K
MNST icon
1213
Monster Beverage
MNST
$89.2B
$135K ﹤0.01%
30,924
+456
+1% +$2.25K
PEO
1214
Adams Natural Resources Fund
PEO
$774M
$135K ﹤0.01%
5,179
+198
+4% +$5.08K
SIL icon
1215
Global X Silver Miners ETF NEW
SIL
$4.86B
$135K ﹤0.01%
3,417
-24
-0.7% -$996
FXL icon
1216
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$134K ﹤0.01%
5,098
-1,062
-17% -$27.8K
MDIV icon
1217
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$134K ﹤0.01%
6,462
+3,060
+90% +$64.2K
STZ icon
1218
Constellation Brands
STZ
$22.9B
$134K ﹤0.01%
2,267
-769
-25% -$41.9K
TRMB icon
1219
Trimble
TRMB
$13.5B
$134K ﹤0.01%
4,490
+559
+14% +$15.3K
SXCP
1220
DELISTED
SunCoke Energy Partners, L.P.
SXCP
$134K ﹤0.01%
5,650
+500
+10% +$11.6K
IPD
1221
DELISTED
SPDR S&P International Consumer Discretionary Sector
IPD
$134K ﹤0.01%
3,815
+158
+4% +$5.77K
BLE
1222
DELISTED
BlackRock Municipal Income Trust II
BLE
$133K ﹤0.01%
9,525
+174
+2% +$2.37K
IMCB icon
1223
iShares Morningstar Mid-Cap ETF
IMCB
$1.71B
$133K ﹤0.01%
4,464
+4
+0.1% +$117
RNP icon
1224
Cohen & Steers REIT and Preferred and Income Fund
RNP
$971M
$133K ﹤0.01%
8,598
-4,939
-36% -$80.3K
WIP icon
1225
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$473M
$133K ﹤0.01%
2,224
-4,068
-65% -$237K
47 48
49
50 51

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 28.91% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 151.52% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 28.65% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Ladenburg Thalmann Financial Services held 4,031 positions worth $2.95B, up 5.3% from $2.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Ladenburg Thalmann Financial Services's Q3 2013 filing shows 225 new, 1,492 increased, 1,087 reduced and 151 closed positions. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M. The largest sale was iShares Core S&P 500 ETF, an estimated $50.1M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 4.7% a quarter earlier, followed by Industrials and Technology.

  • Ladenburg Thalmann Financial Services's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 682,583 shares worth $8.34M.
  • Ladenburg Thalmann Financial Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $68M increase.
  • Ladenburg Thalmann Financial Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $50.1M.
  • Ladenburg Thalmann Financial Services fully exited Arrow Dow Jones Global Yield ETF in Q3 2013, selling an estimated $464K.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 19% of its $2.95B portfolio in Q3 2013.
  • Ladenburg Thalmann Financial Services opened 225 new positions and closed 151 in Q3 2013.
  • Ladenburg Thalmann Financial Services's portfolio value rose 5.3% quarter-over-quarter to $2.95B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q3 2013, filed 14 Nov 2013.