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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$10.5B
AUM Growth
+$1.25B
Cap. Flow
+$840M
Cap. Flow %
8.02%
Top 10 Hldgs %
12.87%
Holding
5,322
New
251
Increased
2,541
Reduced
1,485
Closed
165

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$57M
2
IVOG icon
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
+$39.1M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$34.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$26.3M
5
VTV icon
Vanguard Morningstar Value ETF
VTV
+$23.7M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$53.7M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$43.6M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$16.8M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$12.9M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$4.92M

Sector Composition

Rank Sector Weight
1 Financials 5.99%
2 Technology 5.75%
3 Industrials 4.74%
4 Consumer Staples 3.73%
5 Healthcare 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXTA icon
1176
Axalta
AXTA
$8.01B
$846K 0.01%
26,165
+18,794
+255% +$595K
IBMI
1177
DELISTED
iShares iBonds Sep 2020 Term Muni Bond ETF
IBMI
$844K 0.01%
33,311
+4,810
+17% +$123K
AMD icon
1178
Advanced Micro Devices
AMD
$767B
$842K 0.01%
81,850
+20,262
+33% +$237K
HSBC icon
1179
HSBC
HSBC
$354B
$839K 0.01%
17,763
+4,032
+29% +$182K
LNC icon
1180
Lincoln National
LNC
$8.75B
$839K 0.01%
10,909
+1,689
+18% +$128K
VVR icon
1181
Invesco Senior Income Trust
VVR
$459M
$837K 0.01%
190,536
+8,075
+4% +$35.6K
DBAW icon
1182
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$303M
$836K 0.01%
30,081
-1,517
-5% -$42.2K
UAL icon
1183
United Airlines
UAL
$40.2B
$836K 0.01%
12,382
+430
+4% +$26.8K
QID icon
1184
ProShares UltraShort QQQ
QID
$249M
$834K 0.01%
779
-44
-5% -$49.4K
BKCC
1185
DELISTED
BlackRock Capital Investment Corporation
BKCC
$834K 0.01%
133,953
-2,022
-1% -$13.9K
USCR
1186
DELISTED
U S Concrete, Inc.
USCR
$832K 0.01%
9,961
+1,753
+21% +$138K
IBMJ
1187
DELISTED
iShares iBonds Dec 2021 Term Muni Bond ETF
IBMJ
$829K 0.01%
32,588
+3,756
+13% +$96.4K
CBOE icon
1188
Cboe Global Markets
CBOE
$29.8B
$828K 0.01%
6,674
+390
+6% +$45.7K
BGH
1189
Barings Global Short Duration High Yield Fund
BGH
$287M
$827K 0.01%
42,712
-2,691
-6% -$53.9K
FXI icon
1190
iShares China Large-Cap ETF
FXI
$4.35B
$827K 0.01%
17,900
-5,309
-23% -$245K
PJP icon
1191
Invesco Pharmaceuticals ETF
PJP
$501M
$827K 0.01%
12,887
-473
-4% -$30.3K
EQR icon
1192
Equity Residential
EQR
$24.7B
$826K 0.01%
12,949
-179
-1% -$11.9K
FCVT icon
1193
First Trust SSI Strategic Convertible Securities ETF
FCVT
$101M
$826K 0.01%
28,828
+3,194
+12% +$92.6K
AER icon
1194
AerCap
AER
$23.5B
$825K 0.01%
15,673
+488
+3% +$25.4K
SPG icon
1195
Simon Property Group
SPG
$71.5B
$824K 0.01%
4,790
+12
+0.3% +$1.95K
FPF
1196
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$823K 0.01%
33,755
+904
+3% +$22.3K
AVA icon
1197
Avista
AVA
$3.2B
$822K 0.01%
15,967
-828
-5% -$43K
RCS
1198
PIMCO Strategic Income Fund
RCS
$249M
$821K 0.01%
89,455
-48,199
-35% -$436K
CME icon
1199
CME Group
CME
$94.8B
$817K 0.01%
5,603
+1,216
+28% +$173K
HCA icon
1200
HCA Healthcare
HCA
$89.6B
$817K 0.01%
9,283
-219
-2% -$17.6K
46 47
48
49 50

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HAM
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Ladenburg Thalmann Financial Services's Q4 2017 Portfolio in Review

As of Q4 2017, Ladenburg Thalmann Financial Services held 5,322 positions worth $10.5B, up 14% from $9.22B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $840M of net new capital in Q4 2017, opening 251 new positions and adding to 2,541 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 6% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $53.7M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 873,328 shares worth $14M.
  • Ladenburg Thalmann Financial Services added most to Invesco S&P 500 High Beta ETF in Q4 2017, an estimated $57M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2017 reduction was iShares S&P 500 Growth ETF, cutting an estimated $53.7M.
  • Ladenburg Thalmann Financial Services fully exited CR Bard Inc. in Q4 2017, selling an estimated $1.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $10.5B portfolio in Q4 2017.
  • Ladenburg Thalmann Financial Services opened 251 new positions and closed 165 in Q4 2017.
  • Ladenburg Thalmann Financial Services's portfolio value rose 14% quarter-over-quarter to $10.5B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2017, filed 14 Feb 2018.