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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 27.61%
This Fund
S&P 500
This Quarter Est. Return
+2.41%
1 Year Est. Return
+27.61%
3 Year Est. Return
+43.58%
5 Year Est. Return
+60.23%
10 Year Est. Return
–
AUM
$7.19B
AUM Growth
+$515M
Cap. Flow
+$409M
Cap. Flow %
5.68%
Top 10 Hldgs %
13.33%
Holding
5,189
New
264
Increased
2,160
Reduced
1,542
Closed
203

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.2M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$17.5M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$16.5M
4
ABUS icon
Arbutus Biopharma
ABUS
+$15.4M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$14.6M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$36M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$12.1M
3
SPHD icon
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
+$11.1M
4
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$6.94M
5
MSM icon
MSC Industrial Direct
MSM
+$6.76M

Sector Composition

Rank Sector Weight
1 Financials 6.15%
2 Industrials 5.32%
3 Technology 5.28%
4 Consumer Staples 4.98%
5 Healthcare 4.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCT
1176
DELISTED
DCT Industrial Trust Inc.
DCT
$576K 0.01%
12,030
+6,013
+100% +$277K
FXL icon
1177
First Trust Technology AlphaDEX Fund
FXL
$2.89B
$575K 0.01%
15,427
-198
-1% -$7.34K
LW icon
1178
Lamb Weston
LW
$7.46B
$575K 0.01%
+15,212
New +$519K
CMO
1179
DELISTED
Capstead Mortgage Corp.
CMO
$573K 0.01%
56,189
-8,493
-13% -$83.3K
PSF icon
1180
Cohen & Steers Select Preferred & Income Fund
PSF
$235M
$572K 0.01%
21,817
-1,797
-8% -$47K
TKR icon
1181
Timken Company
TKR
$9.08B
$572K 0.01%
14,358
+8
+0.1% +$297
EXD
1182
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$572K 0.01%
50,565
-1,886
-4% -$22.3K
GNTX icon
1183
Gentex
GNTX
$5.01B
$571K 0.01%
29,624
+1,625
+6% +$29.6K
FRI icon
1184
First Trust S&P REIT Index Fund
FRI
$204M
$566K 0.01%
24,754
+9
+0% +$204
HYI
1185
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$565K 0.01%
37,551
-804
-2% -$12K
RPT
1186
Rithm Property Trust
RPT
$101M
$565K 0.01%
7,345
+1,938
+36% +$152K
UCC icon
1187
ProShares Ultra Consumer Discretionary
UCC
$10.4M
$564K 0.01%
39,296
-664
-2% -$9.26K
DX
1188
Dynex Capital
DX
$3.24B
$559K 0.01%
27,283
+11
+0% +$227
MFC icon
1189
Manulife Financial
MFC
$72.6B
$558K 0.01%
31,551
-8,923
-22% -$145K
NTRS icon
1190
Northern Trust
NTRS
$34.8B
$558K 0.01%
6,270
+391
+7% +$31.1K
HRZN icon
1191
Horizon Technology Finance
HRZN
$341M
$555K 0.01%
52,730
-28,348
-35% -$334K
CORR
1192
DELISTED
CorEnergy Infrastructure Trust, Inc.
CORR
$555K 0.01%
15,901
-12,601
-44% -$386K
PCM
1193
PCM Fund
PCM
$70M
$554K 0.01%
55,377
+4,772
+9% +$46.9K
MIE
1194
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$554K 0.01%
50,875
+5,192
+11% +$53.4K
FRME icon
1195
First Merchants
FRME
$2.72B
$553K 0.01%
14,707
+19
+0.1% +$604
VTN icon
1196
Invesco Trust for Investment Grade New York Municipals
VTN
$165M
$553K 0.01%
41,690
+6,633
+19% +$91.4K
LLTC
1197
DELISTED
Linear Technology Corp
LLTC
$553K 0.01%
8,860
-1,461
-14% -$89K
WIA
1198
Western Asset Inflation-Linked Income Fund
WIA
$187M
$552K 0.01%
48,060
+25,860
+116% +$292K
POWA icon
1199
Invesco Bloomberg Pricing Power ETF
POWA
$183M
$550K 0.01%
14,152
+339
+2% +$13.2K
IHE icon
1200
iShares US Pharmaceuticals ETF
IHE
$1.65B
$549K 0.01%
11,676
+318
+3% +$15.1K
46 47
48
49 50

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HAM
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Ladenburg Thalmann Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Ladenburg Thalmann Financial Services held 5,189 positions worth $7.19B, up 7.7% from $6.68B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

Ladenburg Thalmann Financial Services deployed $409M of net new capital in Q4 2016, opening 264 new positions and adding to 2,160 existing holdings. Its largest new stake was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 5.3% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $36M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2016 buy was ProShares Inflation Expectations ETF: 64,175 shares worth $1.87M.
  • Ladenburg Thalmann Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $38.2M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2016 reduction was iShares Russell 2000 ETF, cutting an estimated $36M.
  • Ladenburg Thalmann Financial Services fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $4.45M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 13% of its $7.19B portfolio in Q4 2016.
  • Ladenburg Thalmann Financial Services opened 264 new positions and closed 203 in Q4 2016.
  • Ladenburg Thalmann Financial Services's portfolio value rose 7.7% quarter-over-quarter to $7.19B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2016, filed 14 Feb 2017.